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Notices & Circulars



Notices & Circulars of 2019

Notice

Date

NOTICE ON AMNESTY SCHEME 07/01/19
Additional Surveillance Margin in Equity Derivatives Segment 17/01/19
Cancellation of SEBI Registration of M/s Mathran Securities Pvt. Ltd. 21/01/19
NOTICE OF EXTENSION OF AMNESTY SCHEME 29/01/19
DELISTING PROCESSING FEE 29/01/19
Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by market intermediaries 30/01/19
Committees at Market Infrastructure Institutions (MIIs) 30/01/19
Acceptance of Probate of Will or Will for Transmission of Securities held in dematerialized mode 30/01/19
Uniform membership structure across segments 30/01/19
Guidelines for public issue of units of InvITs - Amendments 30/01/19
Guidelines for public issue of units of REITs – Amendments 30/01/19
Discontinuation of Dealing and Delisting of Equity shares of Kalyanpur Cements Ltd. (Scrip code: 21105 & 10021105 ). 30/01/19
DELISTING NOTICE 30/01/19
Issue of Single Registration Certificate to M/s VCK Share & Stock Broking Services Ltd. 31/01/19
Issue of Single Registration Certificate to M/s GPSK Capital Private Ltd. 31/01/19
Issue of Single Registration Certificate to M/s Manoj Dhupelia Stk. Brok. Ser. (P) Ltd. 31/01/19
Revocation Notice 31/01/19
Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by Market Infrastructure Institutions (MIIs) 04/02/19
EGM Notice 04/02/19
Discontinuation of Dealing and De-listing of Equity shares of Bihar Air Products Ltd. (Scrip code: 12184 & 10012184). 05/02/19
DELISTING NOTICE 07/02/19
Surrender of Membership M/s J. M. Choudhary 08/02/19
TRANSFER OF 11 COMAPNISE TO DB OF NSE 13/02/19
Revocation Notice 13/02/19
Revocation Notice 18/02/19
DELISTING NOTICE 18/02/19
DELISTING NOTICE 18/02/19
Revocation Notice 18/02/19
Advisory Committee at Market Infrastructure Institutions (MIIs) 20/02/19
DELISTING NOTICE 20/02/19
Cancellation of SEBI Registration of M/s Shyam Narain Khanna No. INB030075518, Code no 580 21/02/19
DELISTING NOTICE 21/02/19
Networth certificate 22/02/19
Notice of Single Registration - RVS Shares & Stock Broking Services Ltd 25/02/19
Revocation Notice 28/02/19
Physical settlement of stock derivatives 28/02/19
Performance review of Public Interest Directors (PIDs) 28/02/19
Format for annual secretarial audit report and annual secretarial compliance report for listed entities and their material subsidiaries 28/02/19
Relaxation from requirement to furnish a copy of PAN for transfer of equity shares of listed entities executed by non-residents 28/02/19
DELISTING NOTICE 01/03/19
Revocation Notice 05/03/19
Issue of Single Registration Certificate to M/s PRB Securities Pvt. Ltd. 05/03/19
Revocation Notice 07/03/19
Revocation Notice 13/03/19
Issue of Single Registration Certificate to M/s M. Prasad & Co. Ltd. 14/03/19
DELISTING NOTICE 15/03/19
Issue of Single Registration Certificate to M/s Wallfort Financial Services Ltd. 18/03/19
Revocation Notice 20/03/19
Revocation Notice 20/03/19
Notice for DFS Securities 25/03/19
DELISTING NOTICE 26/03/19
Revocation Notice 26/03/19
Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Market Infrastructure Institutions (MIIs) 28/03/19
Clarification to Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants 28/03/19
Issue of Single Registration Certificate to Mr. Gautam Kumar Agrahari (Prop. of M/s Gautam Kumar Agrahari) 29/03/19
Issue of Single Registration Certificate to M/s H. J. Securities Pvt. Ltd. 29/03/19
Issue of Single Registration Certificate to M/s Salasar Stock Broking Ltd. 29/03/19
Issue of Single Registration Certificate to Shri Shreekant Phumbhra (Prop. of M/s Shreekant Phumbhra) 29/03/19
Modification of circular dated December 7, 2018 on ‘Disclosure of significant beneficial ownership in the shareholding pattern’ 29/03/19
SEBI Delisting of Equity Shares Regulation 2015-“Timelines for Counter Offer Process” 29/03/19
Procedure and formats for limited review / audit report of the listed entity and those entities whose accounts are to be consolidated with the listed entity 29/03/19
NOTICE ON REGULARISATION AMNESTY SCHEME - APRIL, 2019 01/04/19
Revocation Notice 01/04/19
REVISED SEBI TURNOVER FEES 03/04/19
Revocation Notice 04/04/19
Revocation Notice 05/04/19
DELISTING NOTICE 05/04/19
NOTICE ON EXTENSION OF REGULARISATION AMNESTY SCHEME-APRIL, 2019 08/04/19
Issue of Single Registration Certificate to Shri Jitendra Bhartia (Prop. of M/s Bhartia Brothers) 09/04/19
Issue of Single Registration Certificate to Smt. Nirmala Devi Saraf (Prop. of M/s Sajjan Kumar Saraf) 09/04/19
DELISTING NOTICE 10/04/19
NOTICE ON EXTENSION OF REGULARISATION AMNESTY SCHEME-APRIL, 2019 16/04/19
Issue of Single Registration Certificate to M/s Express Securities Private Limited 17/04/19
Revocation Notice 18/04/19
DELISTING NOTICE 18/04/19
Revocation Notice 22/04/19
Issue of Single Registration Certificate to M/s Stewart & Mackertich Wealth Management Limited 22/04/19
AMNESTY EXTENSION NOTICE 22/04/19
Revocation Notice 24/04/19
DELISTING NOTICE 24/04/19
Change in Name: KARTIC TRADERS & EXPORTERS LTD to MARUDHAR INDUSTRIES LTD 24/04/19
Revocation Notice 25/04/19
Guidelines for determination of allotment and trading lot size for Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs) 25/04/19
Revocation Notice 26/04/19
Notice for Subscription Dues 29/04/19
Revocation Notice 30/04/19
DELISTING NOTICE 02/05/19
Revocation Notice 02/05/19
Submission of Internal Audit Report for the half year Ending 31st March, 2019 within 31st May, 2019. 02/05/19
Revocation Notice 08/05/19
DELISTING NOTICE 08/05/19
Revocation Notice 10/05/19
DELISTING NOTICE 10/05/19
Revocation Notice 13/05/19
Cancellation of SEBI Registration of Shri Jhabar Mall Choudhary 13/05/19
Revocation Notice 17/05/19
Revocation Notice 23/05/19
Revision in BSE Clearing Charges 24/05/19
Revocation Notice 27/05/19
Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 –Directions to stock exchanges, depositories and all registered intermediaries 30/05/19
Mock trading on Saturday & Sunday, June 01 & June 02, 2019 For Currency Derivatives 31/05/19
Mock trading on Saturday & Sunday, June 01 & June 02, 2019 For CAPITAL MARKET SEGMENT 31/05/19
Mock trading on Saturday & Sunday, June 01 & June 02, 2019 For FUTURES & OPTIONS 31/05/19
Revocation Notice 31/05/19
Framework for the process of accreditation of investors for the purpose of Innovators Growth Platform 31/05/19
Conversion from Private Ltd Co (M/s Manoj Dhupelia Stk. Brok. Ser. (P) Ltd.) to LLP (M/s Manoj Dhupelia Stock Broking Services LLP) 06/06/19
Issue of Single Registration Certificate to Sri Suresh Kumar Jalan (Prop. of M/s Jalan & Company) 06/06/19
Issue of Single Registration Certificate to M/s Daulat Securities Limited 06/06/19
Revocation Notice 06/06/19
Revocation Notice 11/06/19
Revocation Notice 12/06/19
Revocation Notice 19/06/19
Issue of Single Registration Certificate to M/s Goenka Securities Private Limited 19/06/19
Issue of Single Registration Certificate to M/s Dayco Securities Private Limited 19/06/19
Revocation Notice 20/06/19
INTEROPERABILITY AMONG CLEARING CORPORATIONS 24/06/19
Revocation of suspension scheme-June, 2019 26/06/19
Handling of Clients’ Securities by Trading Members/Clearing Members 27/06/19
Revocation Notice 27/06/19
Delisting Notice 28/06/19
INTEROPERABILITY AMONG CLEARING CORPORATIONS 28/06/19
LIST OF NON-COMPLAINT ACTIVE COMPANIES 28/06/19
Revocation Notice 01/07/19
Revocation Notice 01/07/19
Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount. 01/07/19
Change in Name: HILTON INDUSTRIAL GASES LTD. to HILLTONE SOFTWARE & GASES Ltd. 02/07/19
NOTICE ON REVOCATION OF SUSPENSION SCHEME-JUNE, 2019 03/07/19
Revocation Notice 03/07/19
Cancellation of SEBI Registration of Shri Shravan Kumar Chiripal, Prop of M/s Shravan Kumar Chiripal No. INB030514617, Code no 915 05/07/19
Issue of Single Registration Certificate to M/s Sharad Agarwal Broking Services Private Limited 05/07/19
Cancellation of SEBI Registration of Shri Shravan Kumar Chiripal, (Prop of M/s Shravan Kumar & Son) No. INB030514617, Code no 915 05/07/19
Delisting Notice 05/07/19
Delisting Notice 08/07/19
Revocation Notice 10/07/19
Name Change Notice- GOLDEN GOENKA FINCORP LTD TO U. Y. FINCORP LTD 10/07/19
Revocation Notice 11/07/19
Revocation Notice - PAVAPURI/ SURPRISE/ SIDDHA / NEHA / KALIMPONG 11/07/19
Assambrook-Delisting Notice 11/07/19
OLYMPIC COMMERCIAL ENTERPRISES - DELISTING NOTICE 11/07/19
Revocation Notice- THE METAL CORPORATION OF INDIA 11/07/19
Revocation Notice- ZENITH CREDIT 12/07/19
Revocation Notice 18/07/19
DELISTING NOTICE of Gemini (India) Ltd 18/07/19
REVOCATION NOTICE- HASIMARA INDUSTRIES LTD & BHARTIA BRIGHT & SEAMLESS STEELS LTD 18/07/19
Revocation Notice- INTERNATIONAL CONSTRUCTIONS LTD 22/07/19
Notice for Deposit Based Membership of M/s Jupitar Wealth Management Limited 30/07/19
Standardizing Reporting of violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 31/07/19
Modification of circular dated September 24, 2015 on ‘Format for compliance report on Corporate Governance to be submitted to Stock Exchange (s) by Listed Entities 31/07/19
Procedure and formats for limited review / audit report of the listed entity and those entities whose accounts are to be consolidated with the listed entity 31/07/19
Revocation Notice 31/07/19
Notice for Single Registration of M/s MPC Securities Limited 31/07/19
Exchange Notice dated 31st July 2019 31/07/19
Notice for Defaulter - M/s Guiness Securities Ltd 01/08/19
Revocation Notice- PRADYUMNA STEELS LTD 01/08/19
NOTICE ON REVOCATION OF SUSPENSION SCHEME-JUNE, 2019 02/08/19
Colama Commercial Co.-Revocation Notice 06/08/19
Anuradha Investments-Delisting Notice 06/08/19
Delisting Notice 09/08/19
Kamarhatty Co. Ltd.-.-Revocation Notice 09/08/19
Mcleod & Co. Ltd-Revocation Notice 16/08/19
Notice for Single Registration of M/s Ajay Kumar & Co 22/08/19
Notice for Single Registration of M/s Murari Securities Ltd 27/08/19
Revocation Notice 27/08/19
Rationalization of imposition of fines for false/incorrect reporting of margins or non-reporting of margins by Trading Member/Clearing Member in all segments 29/08/19
Database for Distinctive Number (DN) of Shares - Action against non-compliant companies 29/08/19
Streamlining issuance of SCORES Authentication for SEBI registered intermediaries 29/08/19
Disclosure of reasons for encumbrance by promoter of listed companies 29/08/19
Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations”) 29/08/19
Issue of Single Registration Certificate to M/s J. V. S. Securities Private Limited 29/08/19
Delisting Notice 30/08/19
Handling of Clients’ Securities by Trading Members / Clearing Members 30/08/19
Revocation Notice- Bala Bestos (India) Ltd, Sudha Appearls Ltd & Stable Trading Co. Ltd 03/09/19
Delisting Notice- K M Industrial Investments Ltd 03/09/19
Delisting Notice- AMARJYOTI UDYOG LTD & INTERNATIONAL CONSTRUCTIONS LTD 13/09/19
Name Change- Marathwada Refractories Ltd to Lerthai Finance Ltd. 13/09/19
Hada Textile- Delisting Notice 19/09/19
Darjeeling Dooars -Revocation Notice 19/09/19
Single Registration of M/s MLB Securities Ltd 23/09/19
AGM NOTICE 23/09/19
Name Change_JALAN CEMENT Works Ltd 26/09/19
Premier Cryogenics Ltd. - Revocation Notice 30/09/19
Position Limits in Interest Rate Derivatives (IRD) 30/09/19
-Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957 30/09/19
Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 - System driven disclosures 30/09/19
System-Driven Disclosures (SDD) under SEBI (SAST) Regulations, 2011 30/09/19
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT 30/09/19
Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT 30/09/19
Extension date of Networth certificate 01/10/19
Meenakshi India Ltd. - Revocation Notice 03/10/19
Revocation Notice - MEENAKSHI INDIA LTD. 03/10/19
Submission of Internal Audit Report for the half year Ending 30th September, 2019 within 30th November, 2019 18/10/19
Pankaj Oxygen Ltd.- Revocation Notice 21/10/19
Notice for Dhanteras 22/10/19
Notice for Muhurat trading 22/10/19
Omni Holdings Ltd.- Revocation Notice 23/10/19
Cyber Security & Cyber Resilience framework for Stock Brokers / Depository Participants - Clarifications 30/10/19
Resignation of statutory auditors from listed entities and their material subsidiaries. 30/10/19
Framework for listing of Commercial Paper 30/10/19
Amrapali Films Ltd.- Revocation Notice 30/10/19
Santosh Industries Ltd. - Delisting Notice 30/10/19
Manas Flour Mills Ltd.- Delisting Notice 01/11/19
Paramount Finco & Traders Ltd.- Delisting Notice 05/11/19
UNO Metals Ltd.-Consolidation of shares from Rs.10/- to Rs.10,000/- 06/11/19
Enhanced Due Diligence for Dematerialization of Physical Securities 07/11/19
Ritman Infra Ltd. - Delisting Notice 18/11/19
Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors 25/11/19
Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase II of Unified Payments Interface with Application Supported by Blocked Amount. 25/11/19
e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for Resident Investors 25/11/19
Enhanced Due Diligence for Dematerialization of Physical Securities 25/11/19
Introduction of Cross-Margining facility in respect of offsetting positions in co-related equity Indices. 25/11/19
Mapping of Unique Client Code (UCC) with demat account of the clients 25/11/19
Collection and reporting of margins by Trading Member (TM) /Clearing Member (CM) in Cash Segment 25/11/19
Creative Intra Ltd.- Delisting Notice 27/11/19
Cancellation of SEBI Registration of M/s Ramesh Kumar Bajaj No. INB031080311, Code no 949 28/11/19
Hooghly Mills Co. Ltd.-Revocation of Suspension 29/11/19
Investment Policy of Clearing Corporations 02/12/19
ramework for issue of Depository Receipts 02/12/19
Guidelines for preferential issue of units and institutional placement of units by a listed Real Estate Investment Trust (REIT) 02/12/19
Guidelines for preferential issue of units and institutional placement of units by a listed Infrastructure Investment Trust (InvIT) 02/12/19
Hindusthan Udyog Ltd.-Revocation of Suspension 06/12/19
SIDDHARTH ORMET LTD-Revocation of Suspension 06/12/19
CIRCULAR TO LISTED COMPANIES SUSPENDED FOR A PERIOD OF MORE THAN 7 YEARS, FOR NON-COMPLIANCE WITH THE CLAUSES OF THE EARSTWHILE LISTING AGREEMENT 09/12/19
Assam Roofing Ltd. - Revocation of Suspension 10/12/19
Cancellation of SEBI Registration of M/s Harish Kumar Bhuwalka SEBI Registration No. INB030904412 11/12/19
TEXMACO INFRASTRUCTURE & HOLDINGS- DELISTING NOTICE 11/12/19
TEXMACO RAIL & ENGINEERING LTD.- DELISTING NOTICE 11/12/19
Runit Investment Co. - Revocation Notice 13/12/19
BALRAMPUR CHINI MILLS.- DELISTING NOTICE 20/12/19
Guidelines for filing of placement memorandum - InvITs proposed to be listed 27/12/19
Format on Statement of Deviation or Variation for proceeds of public issue, rights issue, preferential issue, Qualified Institutions Placement (QIP) etc 27/12/19