Notices & Circulars of 2013


Notices & Circulars 2013

Notice Date
Delisting Notice 31/12/13
RMS Notice 31/12/13
Change of Registered Office Address 31/12/13
Know Your Client Requirements 31/12/13
Last date for submission of Networth 27/12/13
Change of surname of Mrs. Aakanksha Bhiwaniwala one of the Director of M/s. Ujala Capital Market Pvt.Ltd. 27/12/13
Rationalization of Periodic Call Auction for Illiquid Scrips 24/12/13
Application of NuCent Share & Stock Broking Services Ltd. for surrenders of SEBI Registration certificate 19/12/13
Resignation of Designated Director without change in control of M/s.Fervent Capital Advisors Pvt.Ltd. 17/12/13
Submission of Internal Audit Report for the half year ending 30th September 2013 within 31st December 2013 17/12/13
Notice on Payin Obligation 17/12/13
Application for Registration in Equity Derivative Segment 13/12/13
Application for Registration in Equity Derivative Segment 13/12/13
Application for Registration in Equity Derivative Segment 13/12/13
Application for Registration in Equity Derivative Segment 05/12/13
Illustrative format of Statement of Assets & Liabilities in SEBI (ICDR) Regulations, 2009 04/12/13
SEBI Circulars for Extension of time line for alignment 03/12/13
Application for Registration in Equity Derivative Segment 02/12/13
SEBI order Against Bubna Stock Broking Services Ltd. 02/12/13
Change in Whole time Directors without change in control of M/s.Banayan Shares & Derivatives Pvt.Ltd. 29/11/13
Deposit Based Membership 29/11/13
Quarterly/monthly settlement of running accounts of clients 28/11/13
Change in Trade Name of Sri Basant Kumar Nahata 28/11/13
Cancellation of SEBI Sub-broker Registration of the below mentioned sub brokers affiliated to M/s. ASE Capital Markets Ltd. 28/11/13
Revocation of Suspension 26/11/13
Change of Registered Office Address 26/11/13
Annual System Audit of Stock Brokers / Trading Members 25/11/13
Cancellation of SEBI Sub-broker Registration of the below mentioned sub brokers affiliated to M/s. ASE Capital Markets Ltd., a member of the Calcutta Stock Exchange Ltd. 22/11/13
Compliance with the provisions of Listing Agreement by listed companies – Monitoring by Stock Exchanges 19/11/13
Application of Sarita Jalan & Co. for surrender of SEBI Registration 18/11/13
Application of Varma & Co. for surrender of SEBI Registration 18/11/13
Submission of Internal Audit Report for the half year ending 30th September 2013 within 31st December 2013 18/11/13
Revised Settlement for NSE/BSE Segments (Cash and F&O) 14/11/13
Change in Name: Aditya Gears Ltd. to Aris International Ltd. 11/11/13
Final Delisting Notice 11/11/13
Application for Registration in Equity Derivative Segment 11/11/13
Application for Registration in Equity Derivative Segment 08/11/13
Availability of the shares of the listed Company on C-STAR Trading Platform 07/11/13
Delisting of Securities 06/11/13
Cancellation of SEBI Sub-broker Registration of Kesrani Finance 06/11/13
Change in Name: IAG Company Ltd. to IAG Glass Company Ltd. 06/11/13
Issues pertaining to primary issuance of debt securities 05/11/13
General Information Document 05/11/13
Centralized Database for Corporate Bonds/ Debentures 05/11/13
Revocation of Suspension 01/11/13
STOCK BROKERS INDEMNITY INSURANCE POLICY 30/10/13
Application for Registration in Equity Derivative Segment 30/10/13
Application for Registration in Equity Derivative Segment 30/10/13
Know Your Client Requirements 25/10/13
Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure 25/10/13
Formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 25/10/13
CSE Muhurat Trading Timmings on 3rd November 2013 23/10/13
Simplification of registration requirements for Stock Brokers 15/10/13
Investor Grievance Redressal Mechanism 15/10/13
Final delisting Notice 08/10/13
Change of Registered Office Address 07/10/13
Revocation of suspension 03/10/13
Submission of Networth Certificate & Audited Accounts by Trading Member 27/09/13
STOCK BROKERS INDEMNITY INSURANCE POLICY 23/09/13
Fund pay-in and pay-out of Trading Members having their accounts with HDFC Bank for their trading in BSE & NSE segments u/s 13 of SCRA 23/09/13
Change in Name: Subhash Projects & Marketing Ltd. to SPML Infra Ltd. 20/09/13
Know Your Client Requirements for Eligible Foreign Investors 19/09/13
Index based market-wide circuit breaker mechanism 19/09/13
Submission of Information by Trading Members Registered with Calcutta Stock Exchange 19/09/13
Procedure for surrender of SEBI Registration 19/09/13
Derivatives Awareness Training Program: “Derivatives Demystified” 18/09/13
To all listed companies: Forms for filing reports in terms of regulations 15(i) and 20(j) of SEBI (Buy Back of Securities) Regulations,1998 18/09/13
Application of BKL Securities Ltd. for surrender of SEBI Registration 18/09/13
Application of Arun Kumar Dalmia for surrender of SEBI Registration 18/09/13
Change in Name: Nucent Estates Ltd. to Pressman Advertising Ltd. 17/09/13
Application for Registration in Equity Derivative Segment 16/09/13
Change of Registered Office Address 12/09/13
Scrip Suspended 11/09/13
Deposit Based Membership 11/09/13
Notice To All Listed Companies: Uploading of company information and documents for compliance of Listing Agreement directly on CSE web-site 10/09/13
Representation of Corporate Members at the Annual General Meeting 10/09/13
General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market 05/09/13
Declaration of Sewduttroy Rambullav & Son as Defaulter 05/09/13
Change in Name: DPSC Ltd. to India Power Corporation Ltd. 04/09/13
NISM CPE Refresher program for equity derivative at Kolkata 03/09/13
Deposit Based Membership 29/08/13
Notice for 90th AGM 28/08/13
Application of Anil Kayan & Co. for surrender of SEBI Registration 23/08/13
Application for Registration in Equity Derivative Segment 21/08/13
Cancellation of Certificate of Registration of Rajesh Kumar Goenka & Co. 20/08/13
Change in shareholding pattern of M/s.VCK Share & Stock Broking Services Pvt.Ltd 16/08/13
Revokasion of Suspension 16/08/13
Various schemes of transaction charges available for trading members 12/08/13
Revocation of Suspension Notice 05/08/13
Change in Name: Tejmangal Commercial Co. Ltd. to Radhagobind Commercial Ltd. 02/08/13
Change of Registered Office Address, New Land Line Number, Mobile Number and email id 01/08/13
Application for Registration in Equity Derivative Segment 31/07/13
Final Delisting Notice 30/07/13
Change in Name: Bhandari Consultancy & Finance Ltd. to Sindhu Trade Links Ltd. 26/07/13
Deposit Based Membership 24/07/13
Deposit Based Membership 24/07/13
Cancellation of Certificate of Registration of Gopal Das Khandelwal 23/07/13
Cancellation of Certificate of Registration of S. Chiripal & Co. 23/07/13
Information regarding correspondence address 22/07/13
94 Companies Suspended 18/07/13
Deposit Based Membership 17/07/13
List of Violations and applicable penalties 16/07/13
Application for Registration in Equity Derivative Segment 16/07/13
Delisting Notice 11/07/13
Change of Mailing Address 08/07/13
Mock Trading on CSTAR for ICCL testing 04/07/13
Clarification on SEBI’s Circular dated August 13, 2012 providing for the “Manner of Dealing with Audit Reports filed by Listed Companies” 03/07/13
Revocation of Suspension Notice 03/07/13
Voluntary open offer for acquisition of equity shares of Rs.1/- each from the public shareholders of Hindustan Unilever Limited by Uniliver PLC 24/06/13
Application of SLA Securities Ltd. for surrender of SEBI Registration 24/06/13
Cancellation of Certificate of Registration M L Sureka 17/06/13
Routine inspection of member books of accounts 11/06/13
Delisting Notice 10/06/13
Issue of Right Shares by Kesoram Industries Limited 10/06/13
Cancellation of Certificate of Registration of M/s Rajendra Kumar Wadher 06/06/13
Cancellation of Certificate of Registration of M/s Renu Poddar 06/06/13
Changes in relation to Securities Transaction Tax 06/06/13
Application of S Chiripal & Co. For surrender of SEBI Registration 05/06/13
Restriction from opening fresh demat accounts in CSE CDSL DP 01/06/13
/Application for Registration in Equity Derivative Segment 30/05/13
Cancellation of Certificate of Registration of M/s Pradeep Kumar Bansal 30/05/13
Cancellation of Certificate of Registration of M/s Sourabh Gilts & Securities Ltd. 29/05/13
Application for Registration in Equity Derivative Segment 29/05/13
Delisting Notice 27/05/13
Application for Registration in Equity Derivative Segment 27/05/13
Scheme of Arrangement under the Companies Act, 1956 – Revised requirements for the Stock Exchanges and Listed Companies - Clarification 23/05/13
Change in shareholding pattern and change in Whole time Directors tantamounting to change in control of M/s.MPC Stock Broking Private Limited 22/05/13
Application of Banwarilal Jalan for surrender of SEBI Registration 21/05/13
Change in Designated Director without change in control of M/s. Shyamji Securities Private Limited 21/05/13
Submission of Broker Database 21/05/13
Application of Binod Kumar Bajaj for surrender of SEBI Registration 17/05/13
Amendment to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement 17/05/13
Declaration of BKG Stock & Share Broking Services (P) Ltd. as Defaulter 16/05/13
Notification under regulation 3 of the Securities and Exchange Board of India Certification of Associated Person in the Securities Markets) Regulations, 2007 14/05/13
Change in Designated Director without change in control of M/s. Dreamway Share & Stocks India Ltd. 14/05/13
Submission of Internal Audit Report for the half year ended 31st March 2013 13/05/13
Change of Registered Office Address 10/05/13
SCORES Authentication for listed companies 09/05/13
Special Trading for Akshaya Tritiya 08/05/13
Special Live Trading session on Saturday, May 11, 2013 08/05/13
Suspension Notice 08/05/13
Delisting Notice 02/05/13
Submission of Internal Audit Report for the half year ending 31st March 2013 29/04/13
NOTICE FOR TDS 26/04/13
Delisting Notice 25/04/13
NOTICE TO THE TRADING MEMBERSOF CALCUTTA STOCK EXCHANGE LIMITED 24/04/13
Revokasion of Suspension 24/04/13
TO THE TRADING MEMBERS OF THE CALCUTTA STOCK EXCHANGE LIMITED REGARDING CONSTITUTION OF ADVISORY COMMITTEE OF THE EXCHANGE 18/04/13
Redressal of complaints against Stock Exchanges (SEs) through SEBI SCORES 18/04/13
Cancellation of Certificate of Registration of Rameshwarlal Kalani 18/04/13
Cancellation of Certificate of Registration of P C Jakhetia & Co. 18/04/13
Delisting of Company 17/04/13
Delisting of Company 17/04/13
Cancellation of Certificate of Registration of Shri Balbhadra Jhunjhunwala 17/04/13
Change of Scrip Group and Circuit Filter Limit 17/04/13
Order passed by SEBI against member of the Exchange In the Matter of G.R.Industries and Finance Ltd. 17/04/13
Notice_for late submission of networth and audited accounts 16/04/13
Change in Group and Circuit Filter Limit 16/04/13
Cancellation of Certificate of Registration of Shri Krishna Kumar Chetlangia 12/04/13
Delisting Notice 11/04/13
Delisting Notice 11/04/13
Application for Registration in Equity Derivative Segment 11/04/13
Application for Registration in Equity Derivative Segment 11/04/13
Submission of NCFM/BCDE certificate for trading in equity derivative segment of NSE/BSE and/or other Exchanges u/s 13 of SCRA 11/04/13
Application of M L Sureka for surrender of SEBI Registration 11/04/13
Change of Registered Office Address 10/04/13
Application for Registration in Equity Derivative Segment 10/04/13
Suspension of Trading Through CSTAR 04/04/13
Change in CSTAR Session Timming 01/04/13
Application of M K Shah & Co. For start of business 01/04/13
Revokasion of Suspension 26/03/13
Cancellation of Certificate of Registration of M/s Pramod Kumar Saraogi 22/03/13
Cancellation of Certificate of Registration of M/s KCA Stock Broking Pvt. Ltd 22/03/13
Delisting of Company 22/03/13
Application of Rajendra Kumar Wadher for surrender of SEBI Registration 20/03/13
Notice on CSE LAN Upgradation 19/03/13
Cancellation of Certificate of Registration of M/s Heera Chand Singhi 18/03/13
Delisting Notice 13/03/13
Securities Intermediaries Compliance Certification Exam 13/03/13
Application of G Raj Shares & Stock Brokers Pvt. For surrender of SEBI Registration 11/03/13
Delisting Notice 08/03/13
Application for Registration in Equity Derivative Segment 08/03/13
Application for Registration in Equity Derivative Segment 05/03/13
Delisting Notice 04/03/13
Deposit Based Membership 01/03/13
Deposit Based Membership 01/03/13
Change in name: JK Agri Genetics Limited To Florence Investech Limited 27/02/13
Shifting of Scrip Group 26/02/13
Cancellation of Certificate of Registration of M/s Santosh Kumar Khemka 26/02/13
Cancellation of Certificate of Registration of M/s Sanjay Kumar Saraf Surrender of SEBI Registration 26/02/13
Application of Gopal Das Khandelwal for surrender of SEBI Registration 25/02/13
Revision of Circuit Filter 25/02/13
Delisting Notice 22/02/13
Delisting Notice 22/02/13
View Terminal for NSE FO Segment 21/02/13
Change in Name: BOC India Ltd. to Linde India Ltd. 21/02/13
Delisting of Manali Petrochemicals Ltd. 19/02/13
Application for Registration in Equity Derivative Segment of CSE 14/02/13
Delisting Notice 13/02/13
Delisting Notice 11/02/13
Amendments to Equity Listing Agreement 07/02/13
Delisting Notice 04/02/13
Guidelines on Identification of Beneficial Ownership 31/01/13
Application Supported by Blocked Amount (ASBA) facility 31/01/13
Rationalisation process for obtaining PAN by Investors 31/01/13
Delisting Notice 31/01/13
Application of Rameshwar Lal Kalani for surrender of SEBI Registration 30/01/13
Application of P C Jakhetia & Co. for surrender of SEBI Registration 29/01/13
Revokation of Suspension 22/01/13
Application of Pramod Kumar Saraogi & Co.for surrender of SEBI Registration 22/01/13
Suspension of Trading 21/01/13
Amendments to Equity Listing Agreement 21/01/13
Appointment and Cancellation of Authorized Persons 18/01/13
Intimation to members regarding availability of membership related forms at the Exchange website 18/01/13
Pay-in and Pay-out of funds on Gross Basis in NSE T2T Segment 18/01/13
Appointment and Cancellation of Authorized Persons 17/01/13
Distribution of dividend received by the Exchange on Members BMC deposits 17/01/13
Requirement of Base Minimum Capital (BMC) for Stock Brokers/Trading Members of CSE 17/01/13
Cancellation of Certificate of Registration of M/s Kedar Nath Choudhary 16/01/13
Revocation of Suspension 15/01/13
Suspension of Companies 11/01/13
Delisting Notice 10/01/13
Delisting Notice 09/01/13
Amendments to Equity Listing Agreement 03/01/13
Application for Registration in Equity Derivative Segment 03/01/13
Delisting Notice 02/01/13
Application of Balbhadra Jhunjhunwala for surrender of SEBI Registration 02/01/13