Date: 28th November 2013

 

NOTICE

 

 

Sub: Cancellation of SEBI Sub-broker Registration of the below mentioned sub brokers affiliated to M/s. ASE Capital Markets Ltd., a member of the Calcutta Stock Exchange Ltd. (SEBI registration No. INB031107437)

 

 

All Trading Members and market participants are hereby informed that SEBI vide its letter Ref.No.MIRSD-5/SK/OW/30122/2013, dated 25.11.2013 has cancelled the SEBI Sub-brokers registration of the below mentioned sub brokers affiliated to M/s ASE Capital Markets Ltd., a member of the Calcutta Stock Exchange Ltd., with effect from the date on which CSE had derecognized the sub-brokers.

Sl.No

Sub-broker Name

Sub-broker Registration No.

Stock Broker Name

Date of derecognition

1

Dineshbhai Bhailal Chokshi

INS030898618

ASE Capital Markets Ltd.

25.07.2013

2

V&U securities Pvt. Ltd.

INS030901131

ASE Capital Markets Ltd.

25.07.2013

 

 

 

MAV Raju

General Manager