Notices & Circulars



Notices & Circulars 2023

Notice

Date

Continuation of NSE Platform 21/09/23
IRC LEASING & FINANCE LTD.- DELISTING NOTICE 21/09/23
Freezing of the Shares of the Promoter/Director of Suspected Shell Companies 20/09/23
Pratibha Manufacturing & Marketing Ltd. Revocation Notice 18/09/23
Termination of trading in NSE platform under Section-13 arrangement 12/09/23
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 07/09/23
Kanchan Udyog Ltd -REVOCATION NOTICE 05/09/23
100th AGM Notice 2023 04/09/23
Mandating additional disclosures by Foreign Portfolio Investors (FPIs) that fulfil certain objective criteria 31/08/23
Guidelines for MIIs regarding Cyber security and Cyber resilience 31/08/23
Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories. 25/08/23
Trading Preferences by Clients – Applicability for commodity Derivatives 23/08/23
Offer for Sale framework for sale of units of Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs) 23/08/23
Corrigendum cum Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market 23/08/23
Reduction of timeline for listing of shares in Public Issue from existing T+6 days to T+3 days 23/08/23
Simplification of KYC process and rationalisation of Risk Management Framework at KYC (Know Your Client) Registration Agencies (KRAs) 23/08/23
Implementation of circular on upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs) 23/08/23
Uploading of complinaces of listed companies on XBRL 22/08/23
Delisting Notice - w.e.f. 22-08-2023 21/08/23
Maintenance of a website by stock brokers and depository participants 21/08/23
NOTICE INVITING QUOTATIONS FROM ARCHITECT 21/08/23
Continuation of NSE Trading under Section-13 of SCRA 18/08/23
Nippon Commercial Ltd. -REVOCATION NOTICE 16/08/23
Market Notice 16/08/23
Quotation from Software Vendor 16/08/23
Maintenance of XBRL Server 11/08/23
Market notice for S.S.K Broking services Pvt Ltd 10/08/23
Hari Textile Mills Ltd. -REVOCATION NOTICE 08/08/23
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 07/08/23
Inviting Quotations for Appointment of Valuers for valuation of EM Byepass Land 01/08/23
SINCLAIRS HOTELS LTD. -REVOCATION NOTICE 31/07/23
Framework for Corporate Debt Market Development Fund (CDMDF) 31/07/23
Online Resolution of Disputes in the Indian Securities Market 31/07/23
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT. 27/07/23
Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT 27/07/23
: BRSR Core – Framework for assurance and ESG disclosures for value chain 27/07/23
NIDHAN COMMERCIAL CO. LTD. -REVOCATION NOTICE 24/07/23
Revision of processing fee for membership and security related matter 24/07/23
Trading Window closure period under Clause 4 of Schedule B read with Regulation 9 of SEBI (Prohibition of Insider Trading) Regulations, 2015 (“PIT Regulations”) – Extending framework for restricting trading by Designated Persons (“DPs”) by freezing PAN at 21/07/23
Invitation of Offer from IPC for sale Land Parcels 19/07/23
Termination of Section-13 Trading Agreement by NSE with CSE 19/07/23
Termination of Section-13 Trading Agreement by BSE With CSE 14/07/23
Disclosure of material events / information by listed entities under Regulations 30 and 30A of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 14/07/23
Amrapali Films Ltd-. -Suspension Notice (MPS) 07/07/23
Notice for Approve Securities List for the Month of July 2023 04/07/23
Universal Enterprises Ltd. -REVOCATION NOTICE 03/07/23
Implementation of circular on upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs) 30/06/23
Trading supported by Blocked Amount in Secondary Market 30/06/23
Format of Compliance Report on Governance for InvITs 30/06/23
Format of Compliance Report on Governance for REITs 30/06/23
Format for Annual Secretarial Compliance Report for InvITs 30/06/23
Format for Annual Secretarial Compliance Report for REITs 30/06/23
Investor Service Centres of Stock Exchanges 30/06/23
Manner of achieving minimum public unitholding - REITs 30/06/23
Manner of achieving minimum public unitholding - InvITs 30/06/23
Transactions in Corporate Bonds through Request for Quote (RFQ) platform by Stock Brokers (SBs). 27/06/23
Regulatory framework for Execution Only Platforms for facilitating transactions in direct plans of schemes of Mutual Funds 27/06/23
Adherence to provisions of regulation 51A of SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 by Online Bond Platform Providers on product offerings on Online Bond Platforms 27/06/23
Trading Preferences by Clients 27/06/23
Amendment to Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under 19/06/23
The Hooghly MIlls Co. Ltd - Delisting Notice 14/06/23
Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs) 12/06/23
Online processing of investor service requests and complaints by RTAs 12/06/23
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 02/06/23
M Lal & Company Limited -REVOCATION NOTICE 02/06/23
Comprehensive guidelines for Investor Protection Fund and Investor Services Fund at Stock Exchanges and Depositories 31/05/23
Model Tripartite Agreement between the Issuer Company, Existing Share Transfer Agent and New Share Transfer Agent as per Regulation 7(4) of SEBI (Listing Obligation and Disclosure Requirements) Regulation, 2015 31/05/23
STELLANT SECURITIES (INDIA) LTD -REVOCATION NOTICE 24/05/23
Additional requirements for the issuers of transition bonds 24/05/23
Testing Framework for the Information Technology (IT) systems of the Market Infrastructure Institutions (MIIs) 24/05/23
Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment 24/05/23
Notice for Approve Securities List for the Month of May 2023 12/05/23
Daily submission of Holding Statement, Bank Balances, Bank Book and Segregation and Monitoring of Collateral at Client Level - Penalty mechanism for EOD Short Allocation 12/05/23
CALEDONIAN JUTE AND INDUSTRIES -REVOCATION NOTICE 05/05/23
Submission of Internal Audit Report for the half year Ending 31st March, 2023 within 31st May,2023. 28/04/23
TUNKAI INDIA LTD- DELISTING NOTICE 28/04/23
TASATI TEA LIMITED.-REVOCATION NOTICE 27/04/23
Formulation of price bands for the first day of trading pursuant to Initial Public Offering (IPO), re-listing etc. in normal trading session 27/04/23
Contribution by eligible Issuers of debt securities to the Settlement Guarantee Fund of the Limited Purpose Clearing Corporation for repo transactions in debt securities 27/04/23
Dispute Resolution Mechanism for Limited Purpose Clearing Corporation (LPCC) 27/04/23
Issue of Master Circular by Stock Exchanges, Clearing Corporations and Depositories 27/04/23
Bank Guarantees (BGs) created out of clients’ funds 27/04/23
Procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 – Directions to stock exchanges and registered intermediaries. 27/04/23
SIDDHESWARI GARMENTS LTD.-REVOCATION NOTICE 24/04/23
Notice for Approve Securities List for the Month of April 2023 19/04/23
BACCHHAT INVESTMENT & FINANCE LTD.- DELISTING NOTICE 19/04/23
Forensic Audit for Suspected Shell Companies 13/04/23
ARMCHAIR INVESTMENTS LTD.-REVOCATION NOTICE 13/04/23
A R C FINANCE LTD.-Revocation Notice 12/04/23
VIJI FINANCE LTD.-Revocation Notice 10/04/23
Surrender of Certificate of SEBI Registration of Basant Kumar Todi (SEBI Registration INB031026819) 10/04/23
NOTICE FOR SUSPENSION OF 34 NON-COMPLIANT COMPANIES 05/04/23
Inviting Offer from CA firms for special examination of Suspected Shell Companies as identified by MCA followed by SEBI. 03/04/23
Inviting Offer from CA firms for special examination of Suspected Shell Companies as identified by MCA followed by SEBI. 03/04/23
Amendment to Securities Lending Scheme, 1997 31/03/23
Norms for Scheme of Arrangement by unlisted Stock Exchanges, Clearing Corporations and Depositories 31/03/23
Extension of compliance period – Fund raising by large corporates through issuance of debt securities to the extent of 25% of their incremental borrowings in a financial year 31/03/23
Operational Circular for Debenture Trustees 31/03/23
NICCO Parks & Resorts Ltd.-Delisting Notice 29/03/23
Operational Guidance - Amendment to Securities and Exchange Board of India (Buy-back of Securities) Regulations, 2018 (“Buy-back Regulations”) 29/03/23
Framework for Adoption of Cloud Services by SEBI Regulated Entities (REs) 28/03/23
Common and simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination 28/03/23
Nomination for Eligible Trading and Demat Accounts – Extension of timelines for existing account holders 28/03/23
Shree Securities Ltd - Fix Record date for Sub-Division 27/03/23
NOTICE FOR 217 DELISTED COMPANIES 23/03/23
NOTICE FOR 80 AMALGAMATED_DISSOLVED_STRIKE OFF COMPANIES 23/03/23
Notice of rate of interest for suspended companies 17/03/23
NOTICE OF PROPOSED SUSPENSION OF 35 NON-COMPLIANT LISTED COMPANIES 09/03/23
Maintenance of a website by stock brokers and depository participants 28/02/23
Advisory for SEBI Regulated Entities (REs) regarding Cybersecurity best practices 28/02/23
Manner of achieving minimum public shareholding 28/02/23
: Introduction of Issue Summary Document (ISD) and dissemination of issue advertisements 28/02/23
Inviting Offer from CA firms for special examination of Suspected Shell Companies as identified by MCA followed by SEBI. 24/02/23
Notice for suspected shell companies for uploading on the website 21/02/23
Name Change : "SELLADIS PUBLICAITON." TO "STELLANT SECURITIES (INDIA) LTD" 17/02/23
Kinetic Investments Ltd.-Revocation Notice 17/02/23
Changes to the Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments 15/02/23
Amendments to Operational Circular for Credit Rating Agencies 15/02/23
Operational Circular for Credit Rating Agencies 15/02/23
Dos and don’ts relating to green debt securities to avoid occurrences of greenwashing 15/02/23
Review of Chapter IX – Green Debt Securities of the Operational Circular for issue and listing of Non-Convertible Securities (NCS), Securitised Debt Instruments (SDI), Security Receipts (SR), Municipal Debt Securities and Commercial Paper (CP) dated Augus 15/02/23
Enhanced obligations and responsibilities on Qualified Stock Brokers (QSBs) 15/02/23
Grant of extension of time to entities operating/ desirous of operating as Online Bond Platform Providers (OBPPs) for making an application to obtain certificate of registration as a stock broker under the Securities and Exchange Board of India (Stock Bro 15/02/23
Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA 15/02/23
Clarification w.r.t. issuance and listing of perpetual debt instruments, perpetual non-cumulative preference shares and similar instruments under Chapter V of the SEBI (Issue and Listing of Non-convertible Securities) Regulations, 2021 15/02/23
Clarification in respect of the compliance by the first-time issuers of debt securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 with Regulation 23(6) 15/02/23
Delisting Notice 13/02/23
Name Change : "KLJ PLASTICS LIMITED." TO "ADILAKSHMI ENTERPRISES LIMITED" 13/02/23
Notice for Approve Securities List for the Month of February 2023 08/02/23
Daily submission of Holding Statement, Bank Balances, Bank Book and Client Collateral Segregation on daily basis 08/02/23
PANTH INFINITY LTD.-Revocation Notice 03/02/23
Surya Industrial Developments Ltd.-Revocation Notice 03/02/23
Name Change : "HINDUSTHAN MERCANTILE BANK LIMITED." TO "HINDUSTHAN MERCANTILE LIMITED" 02/02/23
NOTICE FOR PROCESSING FEE STRUCTURE W.E.F. 01-02-2023 31/01/23
Asian Vegpro Industries Ltd.-Compulsorily De-listing Notice 30/01/23
Limited relaxation – dispatch of physical copies of financial statements etc. – Regulation 58 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 24/01/23
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – Reg. 24/01/23
Extension of timelines for entering and verification of the details of the existing outstanding non-convertible securities in the ‘Security and Covenant Monitoring’ system hosted by Depositories. 24/01/23
Mode of settlement for trades executed on the Request for Quote (RFQ) platform 24/01/23
Monitoring and Periodical reporting of the compliance with the requirements pertaining to ‘Security and Covenant Monitoring’ system hosted by Depositories 24/01/23
Standard Operating Procedure for handling of Stock Exchange Outage and extension of trading hours thereof 24/01/23
Comprehensive Framework on Offer for Sale (OFS) of Shares through Stock Exchange Mechanism 24/01/23
Introduction of future contracts on Corporate Bond Indices 24/01/23
Facility of conducting meetings of unit holders of InvITs through Video Conferencing or Other Audio Visual means 24/01/23
Facility of conducting meetings of unit holders of REITs through Video Conferencing or Other Audio-Visual means 24/01/23
PROMPT CORPORATE SERVICES LTD..- De-listing Notice 11/01/23
Name Change : "JOONKTOLLEE TEA & INDS. LTD." TO "SHRI VASUPRADA PLANTATIONS LIMITED" 11/01/23
R.D. Rubber (formerly known as BHARAT RUBBER REGENERATING CO. LTD) - De-listing Notice 09/01/23
The Oodlabari Co.- De-listing Notice 06/01/23
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 04/01/23