Notices & Circulars



Notices & Circulars 2022

Notice

Date

Applicability of GST on fees remitted to SEBI - Revision in Chapter - XX of Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper 30/11/22
Handling of Clients’ Securities by Trading Members(TM) / Clearing Members (CM) 30/11/22
Registration and regulatory framework for Online Bond Platform Providers (OBPPs) 30/11/22
Disclosures and compliance requirements for Issuance and Listing of Municipal Debt Securities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015, which fall within the definition of “green debt security” 30/11/22
Framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems 30/11/22
Timelines for transfer of dividend and redemption proceeds to unitholders 30/11/22
Extension of timelines for implementation of SEBI circulars EBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2022/137 and SEBI/HO/MIRSD/ DoP/P/CIR/2022/119 30/11/22
Procedure for seeking prior approval for change in control 30/11/22
VIDARBHA INDUSTRIES LTD-DELISTING NOTICE 28/11/22
Revision in Transaction charges in Equity Segment 24/11/22
EXTENSION OF SEBI SETTLEMENT SCHEME 2022 23/11/22
Bhartia Sons Ltd.- Delisting Notice 23/11/22
Orient Movietone Corporation Ltd.-Revocation Notice 22/11/22
Priority Intra Commercial-Delisting Notice 21/11/22
New ISIN No of La Opala RG Limited 10/11/22
Final surrender Notice for Pradeep Kumar Saraogi 09/11/22
Final SEBI Registration Cancellation Notice for Tara Chand Jalan 09/11/22
Foster Engineering.-De-listing Notice 03/11/22
Radhashree Finance Ltd.-Revocation Notice 03/11/22
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 02/11/22
Extension of timeline for entering the details of the existing outstanding non-convertible securities in the ‘Security and Covenant Monitoring’ system hosted by Depositories 31/10/22
Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities – Clarification. 31/10/22
Review of provisions pertaining to Electronic Book Provider platform 31/10/22
Governing Council for Social Stock Exchange (“SSE”) 31/10/22
Request for Quote (RFQ) platform for trade execution and settlement of trades in listed Non-convertible Securities, Securitised Debt Instruments, Municipal Debt Securities and Commercial Paper 31/10/22
Block Mechanism in demat account of clients undertaking sale transactions - Clarification 31/10/22
Reduction in denomination for debt securities and non-convertible redeemable preference shares 31/10/22
Addendum to SEBI Circular on Development of Passive Funds 31/10/22
Review of provisions pertaining to specifications related to International Securities Identification Number (ISIN) for debt securities issued on private placement basis 31/10/22
Dalmia Refractories Ltd.-Dissolve 25/10/22
Notice for Kali Puja & Diwali 21/10/22
SWARN PROJECTS LTD.-De-listing Notice 20/10/22
Submission of Internal Audit Report for the half year Ending 30th September, 2022 within 30th November, 2022 18/10/22
Notice for Muhurat Trading 14/10/22
Rajshree Exports Ltd. -Delisting Notice 12/10/22
Networth certificate Audited Statement of Accounts and Internal Audit Report uploaded at CSE website portal 12/10/22
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 03/10/22
Delisting Notice 30/09/22
Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT 30/09/22
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT 30/09/22
Two-Factor Authentication for transactions in units of Mutual Funds 30/09/22
Framework on Social Stock Exchange (“SSE”) 28/09/22
Performance/return claimed by unregulated platforms offering algorithmic strategies for trading 28/09/22
Validation of Instructions for Pay-In of Securities from Client demat account to Trading Member (TM) Pool Account against obligations received from the Clearing Corporations 28/09/22
Issue and listing of Commercial Paper by listed InvITs 28/09/22
Issue and listing of Commercial Paper by listed REITs 28/09/22
Forensic Audit for Suspected Shell Companies 26/09/22
Subh Stock Broking Pvt.Ltd final surrender notice 26/09/22
Suresh Kumar Jalan final Surrender of SEBI Registration 23/09/22
Settlement of Running Account of Client’s Funds lying with Trading Member (TM) 16/09/22
SEBI Settlement Scheme 2022 in the matter of Illiquid Stock Options 15/09/22
SEIKO Commercial -De-listing Notice 07/09/22
Revocation Notice 06/09/22
Gaylord Ceramics Limited -De-listing Notice 06/09/22
Notice for Approve Securities List for the Month of September 2022 02/09/22
STRATEGIC BRAND EQ. LTD - DELISTING NOTICE 01/09/22
Networth Notice 01/09/22
Trading Window closure period under Clause 4 of Schedule B read with Regulation 9 of SEBI (Prohibition of Insider Trading) Regulations, 2015 (“PIT Regulations”) – Framework for restricting trading by Designated Persons (“DPs”) by freezing PAN at security 30/08/22
Block Mechanism in demat account of clients undertaking sale transactions 30/08/22
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT 30/08/22
Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT 30/08/22
Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT 29/08/22
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT 29/08/22
VISCO TRADE ASSOCIATES- DELISTING NOTICE 26/08/22
Notice for 99th AGM on 16th September 2022 23/08/22
COMFORT FINCAP LTD.-REVOCATION NOTICE 23/08/22
Revocation Notice 18/08/22
The Calcutta Silk Mfg. Coy.- De-listing Notice 12/08/22
Carbo Industrial Holdings Limited - De-listing Notice 11/08/22
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 08/08/22
NOTICE ON REVISION IN ACTIVATION FEES THROUGH REDCTION OF INTEREST FOR NON-COMPLIANT SUSPENDED COMPANIES 02/08/22
Pragati Business Ltd- De-listing Notice 02/08/22
PRATIBHA MANUFACTURING AND MARKETING LTD., UNIVERSAL ENTERPRISES LTD. AND AVADH MERCANTILE COMPANY LTD 02/08/22
Inviting Offer from CA Firms for special examination of Suspected Shell Companies as identified by MCA followed by SEBI. 01/08/22
Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’ 29/07/22
Addendum to SEBI Circular on Development of Passive Funds 29/07/22
Settlement of Running Account of Client’s Funds lying with Trading Member (TM) 29/07/22
Framework for automated deactivation of trading and demat accounts in cases of inadequate KYCs 29/07/22
Operational Circular for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and/ or Commercial Paper 29/07/22
De-listing Notice 28/07/22
Investor Grievance Redressal Mechanism and Amendment to SEBI Circular no. SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017 27/07/22
Levy of Goods & Services Tax (GST) on the fees payable to SEBI 27/07/22
Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA 27/07/22
AGIO PAPER De-listing Notice 21/07/22
De-listing Notice 15/07/22
Venkateshwara Industrial Promotion Ltd-Revocation Notice 15/07/22
Notice for Change in deadline time for submission of pay-in instructions 14/07/22
Notice for Online Uploading of Listing Compliance 11/07/22
Finance Exchange India Ltd.-Delisting Notice 08/07/22
Appointment of consultants 07/07/22
Notice for Approve Securities List for the Month of July 2022 06/07/22
Cancellation of SEBI Registration of M/S Ashok Kr Jain (Trade Name : Jain & Co) 06/07/22
Revocation Notice 04/07/22
Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants 30/06/22
Implementation of Circular on ‘Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re-pledging of securities’ - Extension 30/06/22
Disclosure of holding of specified securities and Holding of specified securities in dematerialized form 30/06/22
Adjustment in derivative contracts for dividend announcements 29/06/22
Belsund Sugar & Industries Ltd.-REVOCATION NOTICE 28/06/22
Investor Grievance Redressal Mechanism 28/06/22
Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM). 28/06/22
Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants 28/06/22
Naming / Tagging of demat accounts maintained by Stock Brokers 28/06/22
Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’ 28/06/22
Introduction of Unified Payments Interface (UPI) mechanism for Infrastructurs Investment Trusts 28/06/22
Introduction of Unified Payments Interface (UPI) mechanism for Real Estate Investment Trusts 28/06/22
Reduction of timelines for listing of units of privately placed Infrastructure Investment Trust (InvIT) 28/06/22
Revision of ODIN Annual License Usage Charge 24/06/22
Filings of reports to SEBI under Regulation 10(7) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 17/06/22
Notice for ONLINE XBRL uploading of Listing Compliances 16/06/22
Castron Technologies Ltd.- Compulsory Delisting Notice 15/06/22
Raw Jute Trading & Supra Exports- Delisting Notice 15/06/22
Bijco Holdings Ltd -REVOCATION NOTICE (W.E.F.22/06/2022) 15/06/22
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 07/06/22
Name change- BNK Capital Markets Limited to QUEST CAPITAL MARKETS LIMITED. 07/06/22
SEBI Registration Surrender of VIVEK MAHAJAN 06/06/22
Surrender Of SEBI Registration of Bikash Sureka 06/06/22
M/s Sanjog Share Broking Pvt. Ltd. Prop: Sangram Stuti Jeloka (nee Poddar) had applied to the Exchange for Surrender of SEBI Registration Certificate No INB031458830 Clearing Code No. 0249 01/06/22
Segregation and Monitoring of Collateral at Client Level 31/05/22
Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default 31/05/22
Processing of ASBA applications in Public Issue of Equity Shares and Convertibles 31/05/22
Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s) 31/05/22
Final Surrender of Amratlal Gopalji Thacker 30/05/22
Final Surrender of SEBI Registration of Essex Investments & Trading Co.Pvt.Ltd. 30/05/22
APOLLO INVESTMENTS LTD-REVOCATION NOTICE 27/05/22
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 27/05/22
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 27/05/22
Simplification of procedure and standardization of formats of documents for transmission of securities 27/05/22
Streamlining the Process of Rights Issue 27/05/22
Changes to the Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments. 26/05/22
Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories 26/05/22
System and Network Audit of Market Infrastructure Institutions (MIIs) 26/05/22
Guidelines for seeking NOC by Stock Brokers / Clearing Members for setting up Wholly Owned Subsidiaries, Step Down Subsidiaries, Joint Ventures in GIFT IFSC 26/05/22
Simplification of procedure and standardization of formats of documents for transmission of securities 26/05/22
Revised format of security cover certificate, monitoring and revision in timelines 26/05/22
Circular on Development of Passive Funds 26/05/22
Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates 26/05/22
Kamakhya India Ltd.-Revocation Notice 24/05/22
Request to submit the Nomination Form by recording the Nominees of the Broker Members for release of their securities deposit 11/05/22
Maxell Securities Limited cancellation of SEBI Registration 06/05/22
Submission of Internal Audit Report for the half year Ending 31st March, 2022 within 31st May,2022 05/05/22
Prompt Corporate Services-Revocation Notice 05/05/22
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 05/05/22
Perfectpac Ltd.- Delisting Notice 02/05/22
Segregation and Monitoring of Collateral at Client Level 29/04/22
Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors - SEBI to generate FPI registration number and both the Depositories to host the CAF. 29/04/22
Reduction of timelines for listing of units of Real Estate Investment Trust (REIT) 29/04/22
Reduction of timelines for listing of units of Infrastructure Investment Trust (InvIT) 29/04/22
Clarification on applicability of Regulation 23(4) read with Regulation 23(3)(e) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 in relation to Related Party Transactions 29/04/22
Revision of UPI limits in Public Issue of Equity Shares and convertibles 28/04/22
Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011 28/04/22
Standard Operating Procedures (SOP) for dispute resolution available under the stock exchange arbitration mechanism for disputes between a listed company and its shareholder(s)/investor(s) 28/04/22
Comprehensive Risk Management Framework for Electronic Gold Receipts (EGR) segment 28/04/22
Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / repledging of securities. 28/04/22
Streamlining the Process of Public Issues and redressal of Investor grievances 28/04/22
Gradiente Infotainment Ltd.-Revocation Notice 27/04/22
PRIMAX FISCAL SERVICES LTD.-Revocation Notice 22/04/22
Surrender of Sampatmall Bothra 21/04/22
Datson Exports Ltd.- DE LISTING NOTICE 19/04/22
Pali Commercial Co-Revocation Notice 19/04/22
DE LISTING NOTICE 19/04/22
International Conveyors Ltd.- DE LISTING NOTICE 18/04/22
Dissolved from the official list of the Exchange 12/04/22
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 12/04/22
SAMRIDHI FIBRE LTD- DE LISTING NOTICE 11/04/22
New Era Alkaloids & Exports Ltd.-Delisting Notice 08/04/22
NOTICE FOR ON-LINE XBRL UPLOADING OF LISTING COMPLIANCES 04/04/22
Moulin Commercial Ltd. - Revocation Notice 01/04/22
Moulin Commercial Ltd. - Revocation Notice 01/04/22
Coral India Finance - Revocation Notice 31/03/22
Revision in annual listing fee 31/03/22
Product specifications pertaining to the Electronic Gold Receipts (EGR) segment in India 31/03/22
Standardisation of industry classification - Revision in Chapter - XIV of Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper 31/03/22
Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds: Clarifications with respect to Circulars dated October 4, 2021 31/03/22
Revision to Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper 31/03/22
Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds, Two Factor Authentication (‘2FA’) for redemption and other related requirements: Extension of timeline 31/03/22
Automation of disclosure requirements under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011-System Driven Disclosures - Ease of doing business. 31/03/22
Clarification on applicability of regulation 23 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 in relation to Related Party Transactions 31/03/22
EMAMI FRANK ROSS LTD. : Delisting Notice 25/03/22
Revocation Notice 23/03/22
Revision of processing fee for membership related matters 17/03/22
Revision of processing fees 17/03/22
AADHAR SEEDING WITH PAN 16/03/22
Glory Trade : Delisting Notice 16/03/22
Kinetic Impex Limited -Revocation Notice 14/03/22
Elpee Commercial Ltd : Delisting Notice 14/03/22
Revocation Notice 10/03/22
BHILAI ENGINEERING CORPORATION LIMITED : Delisting Notice 09/03/22
Shri Gyanodaya Investments : Delisting Notice 09/03/22
M/s Mahendra Kumar Jalan had applied to the Exchange for Surrender of SEBI Registration Certificate No INB030050416. Clearing Code No. – 0584 09/03/22
Surrender of SEBI registration Certificate of M/s AV Shares & Stock Boking pvt. ltd 09/03/22
Revised Rent Policy of CSE wef 07.03.2022 07/03/22
Delisting Notice 03/03/22
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account 02/03/22
The Oodlabari Co. Ltd.-Revocation Notice 28/02/22
Networth Notice 30 09 2021 28/02/22
Approach to securities market data access and terms of usage of data provided by data sources in Indian securities market 28/02/22
Extension to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 2020 28/02/22
Schemes of Arrangement by Listed Entities 28/02/22
Disclosures in the abridged prospectus and front cover page of the offer document 28/02/22
Segregation and Monitoring of Collateral at Client Level – Extension of Timeline 25/02/22
Nomination for Eligible Trading and Demat Accounts – Extension of timelines and relaxations for existing account holders 25/02/22
Standard Operating Guidelines for the Vault Managers and Depositories -Electronic Gold Receipts (EGR) segment 25/02/22
Trading features pertaining to the Electronic Gold Receipts (EGR) segment 25/02/22
Conversion of Private Unlisted InvIT into Private Listed InvIT 25/02/22
Framework for conversion of Private Listed InvIT into Public InvIT 25/02/22
Notice for T+ 1 Settlement Cycle in Equity Segment 24/02/22
Acalta Trading Co. Ltd.-Delisting Notice 21/02/22
Revocation of Suspension - Aditya Steel Industries Ltd & Aditya Alloys Ltd 17/02/22
Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites 16/02/22
EGM Notice of CSE to be held on 7th March 2022 11/02/22
Revocation of Suspension - R K Wire Products Ltd 10/02/22
Revocation of Suspension - Pronto Industrial Services Ltd 09/02/22
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 07/02/22
Delisting Notice - Associated General Trading Society Ltd & Ratlam Industrial Ltd 04/02/22
Cancellation of SEBI Registration of M/S Peerless Securities Limited. SEBI Registration No. INB030821139 01/02/22
Delisting Notice - Rossell India Ltd 31/01/22
Revocation of Suspension - Aditya Mills Ltd & Southern Infosys Ltd 31/01/22
Increasing Awareness regarding Online Mechanisms for Investor Grievance Redressal 27/01/22
Framework for operationalizing the Gold Exchange in India 27/01/22
Issuance of Securities in dematerialized form in case of Investor Service Requests. 27/01/22
Revocation Notice - BFM Industries Ltd 19/01/22
Delisting Notice - Shalini Fertilisers Ltd 19/01/22
Delisting Notice - Hindusthan Business Corporation Ltd 18/01/22
Revocation Notice - Mandya Finance Company Ltd 12/01/22
Disclosure obligations of listed entities in relation to Related Party Transactions 10/01/22
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 06/01/22
Genesis Exports Ltd.-Delisting Notice 05/01/22