Notices & Circulars



Notices & Circulars of 2020

Notice

Date

Disclosure of divergence in the asset classification and provisioning by banks 02/01/20
Framework for issue of Depository Receipts 02/01/20
Framework for listing of Commercial Paper-Amendments 03/01/20
Disclosures by listed entities of defaults on payment of interest/ repayment of principal amount on loans from banks / financial institutions and unlisted debt securities 03/01/20
Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 03/01/20
Notice for Collection of Stamp Duty 08/01/20
Penalty on Abnormal / Non-Genuine Transaction 09/01/20
Revised Date for Collection of Stamp Duty on CBRICS Platform 09/01/20
Drapers India Ltd.-Revocation Notice 13/01/20
Notice For Collection and reporting of margins by Trading Member (TM) /Clearing Member, (CM) in Cash Segment 15/01/20
S.K. Consultants Ltd.-Revocation Notice 17/01/20
Trading Session on account of Union Budget 2020-21 27/01/20
Jaycee Industries ltd.- Delisting Notice 28/01/20
Annual System Audit 31/01/20
IPF Trust and Committees at Market Infrastructure Institutions (MIIs) 31/01/20
Contribution by a non-defaulting member in the Default waterfall of Clearing Corporations 31/01/20
Format on Statement indicating Deviation or Variation in the use of proceeds of issue of listed non-convertible debt securities or listed non-convertible redeemable preference shares (NCRPs) 31/01/20
Non-compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and the Standard Operating Procedure for suspension and revocation of trading of specified securities. 31/01/20
Streamlining the Process of Rights Issue 31/01/20
Sudershan & Deep Commercial : Delisting notice 31/01/20
Pankaj Oxygen Ltd.l : Delisting notice 04/02/20
Delisting notice 06/02/20
Vidarbha Industries Ltd.-Revocation Notice 06/02/20
Puja Corporation Ltd..-Delisting Notice 11/02/20
Mudit Investment & Trading Co.-Delisting Notice 12/02/20
LIST OF NON-COMPLAINT ACTIVE COMPANIES 14/02/20
Margin obligations to be given by way of Pledge/ Re-pledge in the Depository System 28/02/20
Review of Margin Framework for Cash and Derivatives segments (except for Commodity Derivatives segment) 28/02/20
Common Application Form for Foreign Portfolio Investors 28/02/20
Rent Policy of the CSE Building 28/02/20
Sidh Enterprises & Umang Industrieal.-Delisting Notice 03/03/20
Barduar Tea & Timber Co. Ltd.-Revocation Notice 03/03/20
NAME CHANGE: TATA GLOBAL BEVERAGES LTD. to TATA CONSUMER PRODUCTS LTD. 04/03/20
Jagadhatri Foods -Delisting Notice 06/03/20
Margin obligations to be given by way of Pledge / Re-pledge , in the Depository System 13/03/20
MANPHOOL EXPORTS LTD.-REVOCATION NOTICE 18/03/20
Amendment in ‘Rights and Obligations of Members, Authorized Persons and Clients’ of FMC circular No. FMC/COMPL/IV/KRA-05/11/14 dated February 26, 2015. 30/03/20
Interoperability among Clearing Corporations: Revision of criteria for entering the risk-reduction Mode 30/03/20
Exchange Notice 30/03/20
Continuation of Phase II of Unified Payments Interface with Application Supported by Block Amount due to Covid-19 virus pandemic 30/03/20
Temporary relaxation in processing of documents pertaining to FPIs due to COVID-19 30/03/20
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the COVID -19 virus pandemic 30/03/20
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and certain SEBI Circulars due to the COVID -19 virus pandemic – continuation 30/03/20
Relaxation from compliance with certain provisions of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 due to the COVID-19 pandemic. 30/03/20
Further relaxations from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR) and the SEBI circular dated January 22, 2020 relating to Standard Operating Procedure due to the CoVID -19 v 30/03/20
Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19 30/04/20
Exchange Notice 30/04/20
Relaxation in time period for certain activities carried out by depository participants, RTAs / issuers, KRAs, stock brokers 30/04/20
Relaxation in timelines for compliance with regulatory requirements by trading members / clearing members 30/04/20
Relaxation in timelines for compliance with regulatory requirements by trading members / clearing members 30/04/20
Clarification on Know Your Client (KYC) Process and Use of Technology for KYC 30/04/20
Extension of implementation date of Circular on ‘Review of Margin Framework for Cash and Derivatives segments (except for Commodity Derivatives Segment)’ 30/04/20
Relaxation in relation to Regulation 44(5) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR’) on holding of Annual General Meeting (AGM) by top 100 listed entities by market capitalization, due to the COVID –19 pandem 30/04/20
Relaxation in Regulation 24(i)(f) of the SEBI (Buy-back of Securities) Regulations, 2018 due to the COVID 19 pandemic 30/04/20
Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Rights Issue. 30/04/20
Additional relaxations / clarifications in relation to compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR’) due to the COVID – 19 pandemic 30/04/20
Submission of Internal Audit Report for the half year ended 31st March, 2020 on or before 30th June, 2020. 06/05/20
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE Arrangement in Member’s Account. 12/05/20
Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market 29/05/20
Relaxation in timelines for compliance with regulatory requirements 29/05/20
Implementation of provision regarding Power of Attorney in circular dated February 25,2020 – Extension. 29/05/20
Exchange Notice 29/05/20
NORMALIZATION OF CALCUTTA STOCK EXCHANGE OPERATIONS EFFECTIVE FROM 8th JUNE, 2020 02/06/20
Notification of SEBI (Payment of fees) (Amendment) Regulation, 2020 03/06/20
Relaxations relating to procedural matters – Issues and Listing 08/06/20
Additional relaxation in relation to compliance with certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 – Covid-19 pandemic 08/06/20
Relaxation from the applicability of SEBI Circular dated October 10, 2017 on non-compliance with the Minimum Public Shareholding (MPS) requirements 08/06/20
Relaxations relating to procedural matters – Takeovers and Buy-back 08/06/20
Relaxation in timelines for compliance with regulatory requirements 08/06/20
Advisory on disclosure of material impact of CoVID–19 pandemic on listed entities under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR Regulations’/‘LODR’) 08/06/20
Delisting Notice 09/06/20
Pressman Properties Delisting Notice 10/06/20
Pressman Properties - Delisting Notice 10/06/20
Cancellation of SEBI Registration of Late Arun Kumar Saraf SEBI Registration No. INB031330310 22/06/20
Seeyok Tea Co. Ltd.- Delisting Notice 26/06/20
CLS LTD.- Revocation Notice 26/06/20
Cancellation of SEBI Registration of M/s Pruthvi Brokers & Share Holdings P. Ltd SEBI Registration No. INB031059836 30/06/20
Notice for cancellation of SEBI Registration of Premlata Tulshyan 30/06/20
Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Further Public Offer 30/06/20
Relaxation in timelines for compliance with regulatory requirements 30/06/20
Further extension of time for submission of financial results for the quarter/half year/financial year ending 31st March 2020 due to the continuing impact of the CoVID-19 pandemic 30/06/20
Further extension of time for submission of Annual Secretarial Compliance Report by listed entities due to the continuing impact of the CoVID-19 pandemic 30/06/20
Relaxation of time gap between two board / Audit Committee meetings of listed entities owing to the CoVID-19 pandemic 30/06/20
Relaxation in timelines for compliance with regulatory requirements 30/06/20
Relaxation in timelines for compliance with regulatory requirements 30/06/20
Guidelines for Order-to-trade ratio (OTR) for Algorithmic Trading 30/06/20
Relaxation in timelines for compliance with regulatory requirements 30/06/20
Framework for Regulatory Sandbox 30/06/20
VOLUNTRAY DELISTING NOTICE 01/07/20
Surrender of SEBI Registration Certificate 01/07/20
Revised Date for Collection of Stamp Duty 01/07/20
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE Arrangement in Member’s Account. 02/07/20
Subhagayam Trade.- Delisting Notice 08/07/20
Cancellation of M/s V. Mathran & Co Pvt Ltd SEBI Registration No. INB031032635 17/07/20
NOTICE OF DELISTING_ ARFIN INDIA LTD 22/07/20
Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 – Amendments 31/07/20
Framework to Enable Verification of Upfront Collection of Margins from Clients in Cash and Derivatives segments 31/07/20
Allowing Offer for Sale (OFS) and Rights Entitlements (RE) transactionsduring trading window closure period. 31/07/20
Relaxation in timelines for compliance with regulatory requirements 31/07/20
Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default 31/07/20
Dumpy Holkding & Supra Exports- Revocation Notice 06/08/20
Eligible Exchange Traded Funds (ETFs) to be accepted towards collateral - non-cash component for the month of October, 2020. 06/08/20
Eligible Exchange Traded Funds (ETFs) to be accepted towards collateral - non-cash component for the month of October, 2020. 06/08/20
Shalini Fertilizers Ltd.- Revocation Notice 10/08/20
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 10/08/20
Implementation of Circular on “Margin obligations to be given by way of Pledge / Re-pledge in the Depository System “ 25/08/20
Administration and Supervision of Investment Advisers 28/08/20
Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies. 28/08/20
Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 – Amendments 28/08/20
Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker / Stock Broker and Depository Participant 28/08/20
Grievance Resolution between listed entities and proxy advisers 28/08/20
Grievance Resolution between listed entities and proxy advisers’ – Extension of timeline for implementation 28/08/20
Implementation of Circular on “Margin obligations to be given by way of Pledge / Re-pledge in the Depository System “ 31/08/20
collection upfront margin from the TM / CM based on VaR. 31/08/20
Networth Notice 08/09/20
H G I FINANCE & LEASING LTD.- Revocation Notice 10/09/20
Name Change.Mahaan Impex Ltd. to Seacoast Shipping Services Ltd. 10/09/20
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 10/09/20
Delisting Notice For MULTIMETALS LTD. 14/09/20
Amalgamated Development Ltd.- Delisting Notice 16/09/20
Disclosures on Margin obligations given by way of Pledge/ Re-pledge in the Depository System 29/09/20
Entities permitted to undertake e-KYC Aadhaar Authentication service of UIDAI in Securities Market – Addition of NSE to the list 29/09/20
Collection and Reporting of Margins by Trading Member (TM) / Clearing ember (CM) in Cash Segment - Clarification 29/09/20
Recovery of assets of defaulter member and recovery of funds from debit balance clients of defaulter member for meeting the obligations of clients / Stock Exchange / Clearing Corporation 29/09/20
Prix India Ltd.-Delisting Notice 30/09/20
List of approved securities for calculation of Margin / Collateral Deposits for BSE-CSE & NSE-CSE Arrangement in Member’s Account. 07/10/20
Vikasjyoti. Commerce Ltd.- Delisting Notice 07/10/20
Nakamichi Securities Ltd..- Delisting Notice 13/10/20
Calcutta Jute Mfg. Co. Ltd.- Delisting Notice 20/10/20
Calcutta Jute Mfg. Co. Ltd.- Delisting Notice 20/10/20
Framework for monitoring of foreign holding in Depository Receipts 27/10/20
Relaxation in timelines for compliance with regulatory requirements 27/10/20
Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default - Extension of timeline for submission of the Undertaking cum Indemnity bond by the Trading members (TMs) / Clearing Members (CMs) for all the bank accounts 27/10/20
Issuance, listing and trading of Perpetual Non-Cumulative Preference Shares (PNCPS) and Innovative Perpetual Debt Instruments (IPDIs)/ Perpetual Debt Instruments (PDIs) (commonly referred to as Additional Tier 1 (AT 1) instruments) 27/10/20
Contribution by Issuers of listed or proposed to be listed debt securities towards creation of “Recovery Expense Fund” 27/10/20
Clarification on SEBI Circular SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13 August, 2020 on Investor grievances redressal mechanism – Handling of SCORES complaints bystock exchanges and Standard Operating Procedure for non-redressal of grievances by listed c 27/10/20
Standardization of timeline for listing of securities issued on a private placement basis 29/10/20
Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default - Extension of timeline for submission of the Undertaking cum Indemnity bond by the Trading members (TMs) / Clearing Members (CMs) for all the bank accounts 29/10/20
Sonali Commercial Ltd.- Delisting Notice 09/11/20
Notice for Muhurat Trading Session on account of Diwali 09/11/20
LIEN OF MEMBERS FIXED DEPOSITS WITH THIS EXCHANGE, AS COLLATERALS 10/11/20
AMNESTY SCHEME NOTICE 10/11/20
PHILIPS CARBON NOTICE 10/11/20
Submission of Internal Audit Report for the half year Ending 30th September, 2020 within 30th November, 2020. 13/11/20
CESC Ltd. & Spencer's Retail- Delisting Notice 20/11/20
Swarn Mayur & Zenit Credit- Delisting Notice 20/11/20
Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under 27/11/20
Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) 27/11/20
Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions. 27/11/20
Investor Grievance Redressal Mechanism 27/11/20
Monitoring and Disclosures by Debenture Trustee(s) 27/11/20
Testing of software used in or related to Trading and Risk Management 27/11/20
Outsourcing of activities, Business Continuity Plan (BCP) and Disaster Recovery (DR) and Cyber Security and Cyber Resilience framework - Limited Purpose Clearing Corporation (LPCC) 27/11/20
Non-compliance with provisions related to continuous disclosures 27/11/20
Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957 27/11/20
The Scottish Assam (India)-Revocation Notice 04/12/20
SAREGAMA India Ltd.- Delisting Notice 04/12/20
Relaxation in timelines for compliance with regulatory requirements 04/12/20
CSE AGM NOTICE 08/12/20
Skylark India Ltd.- Delisting Notice 09/12/20
T 7 I GLOBAL LTD-Revocation Notice 15/12/20
BAGARIA TRADING LTD.- Delisting Notice 16/12/20
Revocation Notice 18/12/20
Uttam Value Steels - Delisting Notice 18/12/20
Praveen India Ltd - Delisting Notice 22/12/20
NOTICE OF AMNESTY SCHEME 2020 24/12/20
NEIL INDUSTRIES LTD.-Revocation Notice 28/12/20
P.K.LEASING & FINANCE - Delisting Notice 28/12/20
Likhami Trading & Surprise Traders - Delisting Notice 29/12/20
Undertaking / Authorisation To Exchange to access the information/ Statements pertaining to all bank accounts (maintained by members) from Banks 29/12/20
Vaibhave Heavy Vehicles - Delisting Notice 30/12/20
Framework for issue of Depository Receipts - Clarifications 31/12/20
Core Settlement Guarantee Fund, Default Waterfall and Stress Test for Limited Purpose Clearing Corporation (LPCC) 31/12/20
Relaxation in timelines for compliance with regulatory requirements 31/12/20
Relaxation in timelines for compliance with regulatory requirements 31/12/20