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Notices & Circulars of 2014


Notices & Circulars 2014

Notice Date
Redressal of Investor Grievances through SEBI complaints Redress System (SCORES) platform 31/12/14
Delisting of Believe Enterprises Ltd. 31/12/14
Revocation of Suspension 29/12/14
Revocation of Suspension 26/12/14
List of Approved Securities and Approved Banks for Jan 2015 22/12/14
Revocation of Suspension 19/12/14
Revocation of Suspension 19/12/14
Revocation of Suspension 16/12/14
Advance pay-in of securities for availing Margin relief 16/12/14
Application of Kayan Securities Pvt. Ltd for surrender of SEBI Registration 12/12/14
Revocation of Suspension 11/12/14
Submission of Internal Audit Report for the half year ended 30th September 2014 on or before 31st December 2014 08/12/14
Revocation of Suspension Notice 08/12/14
Revocation of Suspension 05/12/14
Revocation of Suspension Notice 03/12/14
Revocation of Suspension Notice 02/12/14
Revocation of Suspension Notice 02/12/14
Delisting Notice of Xpro India 01/12/14
Delisting Notice of Arco Impex Ltd. 27/11/14
Revocation of Suspension Notice 27/11/14
Revocation of Suspension Notice 27/11/14
List of Approved Securities and Approved Banks 26/11/14
Revocation of Suspension Notice 25/11/14
Revocation of Suspension Notice 24/11/14
Revocation of Suspension Notice 20/11/14
Revokation of Suspension 19/11/14
Revocation of Suspension Notice 17/11/14
Revocation of Suspension Notice 17/11/14
Revocation of Suspension Notice 14/11/14
Revocation of Suspension Notice 13/11/14
Notice for Members of the Exchange 13/11/14
Change in Name: Admire Investments Ltd. to Apunka Invest Commercial Ltd. 10/11/14
Change in Name: Stanley Schappell Trade & Finance Ltd. to Shailja Commercial Trade Frenzy Ltd. 07/11/14
Revocation of Suspension Notice 07/11/14
Change in Name: Refine Holdings Ltd. to Radhey Trade Holding Ltd. 07/11/14
Revocation of Suspension Notice 31/10/14
Modification of client codes of non-institutional trades executed on stock exchanges (All Segments) 30/10/14
Revokation of Suspension 30/10/14
Revokation of Suspension 28/10/14
List of Approved Securities and Approved Banks 27/10/14
Cancellation of Certificate of Sub Broker Registration of Agarwalla Securities (P) Ltd. 27/10/14
Delisting Notice 22/10/14
Application for Registration in Equity Derivative Segment 22/10/14
Extended Live Trading Session on 21st Oct 2014 20/10/14
Revocation of Suspension Notice 20/10/14
Revocation of Suspension Notice 20/10/14
Notice for Electrical Maintenace at CSE 20/10/14
Deposit Based Membership 18/10/14
Revokation of suspension 16/10/14
Muhurat Trading Session on account of DIWALI 16/10/14
Revokation of suspension 15/10/14
Revokation of suspension 14/10/14
Single registration for Stock Brokers & Clearing Members 14/10/14
Revokation of suspension 13/10/14
Trading Holiday of BSE & NSE on account of Assembly elections in Maharashtra on 15th October 2014 13/10/14
Revocation of Suspension Notice 09/10/14
Revocation of Suspension Notice 09/10/14
Revocation of Suspension Notice 09/10/14
Amendments to SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 -Increasing the investment bucket for anchor investor and regulations concerning the preferential issue norms 30/09/14
Corporate Governance in listed entities-Amendments to Clause 49 of the Equity Listing Agreement 30/09/14
Submission of Networth and Audited Accounts for the period ended 31st March, 2014 30/09/14
Modification to Investor Protection Fund (IPF)/Customer Protection Fund (CPF) Guidelines 30/09/14
Revocation of Suspension 26/09/14
List of Approved Securities and Approved Banks 25/09/14
Delisting Notice 24/09/14
Pay-in settlement for NSE/BSE (Cash and F&O) Segment 22/09/14
Deposit Based Membership 18/09/14
Revocation of Suspension Notice 17/09/14
Application of Shyam Narain Khanna for surrender of SEBI Registration 16/09/14
Submission of Networth Certificate 11/09/14
Deposit Based Membership 08/09/14
Deposit Based Membership 08/09/14
Deposit Based Membership 08/09/14
Deposit Based Membership 08/09/14
Delisting Notice 04/09/14
List of Approved Securities and Approved Banks 04/09/14
Application of Dreamway Share and Stock India Ltd for surrender of SEBI Registration 04/09/14
Revocation of Suspension Notice 04/09/14
Revocation of Suspension Notice 03/09/14
Application of Proficient Equities Pvt. Ltd. for surrender of SEBI Registration 03/09/14
Change of Registered Office Address 01/09/14
Revokation of suspension 01/09/14
Information regarding Grievance Redressal Mechanism 29/08/14
Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism 29/08/14
Monitoring of Compliance by Stock Exchanges 29/08/14
Formalities for disclosure under Regulation 30 of SEBI (SAST) Regulations, 2011 29/08/14
Cancellation of Certificate of Registration of Bijoy Kumar Khandelwal 28/08/14
Trading in the shares of Voltaire Leasing & Finance Ltd. (509038) in BSE CM segment 27/08/14
Delisting of ITD Cementation India Ltd. 27/08/14
Deposit Based Membership 27/08/14
Deposit Based Membership 27/08/14
Deposit Based Membership 27/08/14
Deposit Based Membership 27/08/14
Application for Registration in Equity Derivative Segment 26/08/14
Late-submission or Non-submission of required information / documents sought by the Exchange 21/08/14
Revocation of Suspension Notice 21/08/14
Delisting Notice 20/08/14
Revokation of Suspension 20/08/14
Deposit Based Membership 20/08/14
Deposit Based Membership 20/08/14
Deposit Based Membership 20/08/14
Deposit Based Membership 20/08/14
FORMAT OF COMMON CONTRACT NOTE 19/08/14
Revokation of Suspension 19/08/14
E-mail and SMS alerts to Investors 19/08/14
Revokation of Suspension 13/08/14
Revocation of Suspension Notice 13/08/14
Deposit Based Membership 12/08/14
Deposit Based Membership 12/08/14
Deposit Based Membership 12/08/14
Deposit Based Membership 12/08/14
Change in Name: Suvijay Exports Ltd. to Poddar Bhumi Holdings Ltd. 08/08/14
Revokation of Suspension 07/08/14
Revokation of suspension 07/08/14
Revokation of suspension 05/08/14
Revocation of Suspension Notice 31/07/14
Deposit Based Membership 31/07/14
Change of Registered Office Address 30/07/14
Revocation of Suspension Notice 30/07/14
List of Approved Securities and Approved Banks 25/07/14
Application for Registration in Equity Derivative Segment 22/07/14
Disposal of E-Waste at CSE 21/07/14
Revokation of suspension 18/07/14
Revocation of Suspension Notice 18/07/14
Revocation of Suspension Notice 16/07/14
Revocation of Suspension Notice 16/07/14
Cancellation of Certificate of Registration of Sunil Kumar Jhunjhunwala 15/07/14
Cancellation of Certificate of Registration of Bikash Kumar Lakhotia & Co. 15/07/14
Revocation of Suspension 14/07/14
Revocation of Suspension 11/07/14
Application of Techno Global Securities Pvt. Ltd for surrender of SEBI Registration 10/07/14
Revokation of suspension 09/07/14
Delisting Notice 09/07/14
Revokation of suspension 09/07/14
Revokation of suspension 07/07/14
Application of Bijay Kumar Khandelwal for cancellation 07/07/14
Revokation of suspension 04/07/14
Deposit Based Membership 04/07/14
Revokation of Suspension 03/07/14
Revokation of Suspension 03/07/14
Revokation of suspension 02/07/14
Revokation of suspension 01/07/14
Revised Collateral Multiplier 27/06/14
Cancellation of Certificate of Registration of Sajjan Bajaj & Co. 27/06/14
Revokation of Suspension 26/06/14
Cancellation of Certificate of Registration of Atul Agarwal 26/06/14
Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs) 25/06/14
List of Approved Securities and Approved Banks 25/06/14
Cancellation of Certificate of Registration of Pradeep Kayan & Co. 25/06/14
Cancellation of Certificate of Registration of Shri Kanak Prabhudas Manek 24/06/14
Cancellation of Certificate of Registration of Shri Kiran Prabhudas Manek 23/06/14
Revocation of Suspension 20/06/14
Revocation of Suspension 19/06/14
Revokation of Suspension 16/06/14
Revokation of Suspension 16/06/14
Change in Name: Shri Nataraj Ceramic & Chemical Industries Ltd. 12/06/14
Revokation of Suspension 10/06/14
Revokation of Suspension 09/06/14
Request for withdrawal of Collateral Deposits with the Exchange 09/06/14
Revokation of Suspension 06/06/14
Change in Name: Kanisk Udyog Viniyog Ltd 06/06/14
Change in Name: Marigold Glass Industries Ltd 06/06/14
Submission of Internal Audit Report for the half year ended 31st March 2014 on or before 30th June 2014 04/06/14
Revokation of Suspension 04/06/14
Cancellation of Certificate of Registration of M/s.Mahesh Chandra Mantri 03/06/14
Cancellation of Certificate of Registration of RRK Stock Broking Pvt. Ltd. 02/06/14
Revokation of suspension 02/06/14
Revokation of suspension 02/06/14
SEBI (Payment Of Fees) (Amendment) Regulations, 2014 29/05/14
Application for Registration in Equity Derivative Segment 29/05/14
Application for Registration in Equity Derivative Segment 28/05/14
Notice for EGM on 20th June 2014 4.30pm at CSE 26/05/14
Cancellation of Certificate of Registration of Mr. Gautam Bajoria 21/05/14
Change in Whole time/Designated Director without change in control of M/s NDB Securities Pvt. Ltd. 21/05/14
Change of Registered Office Address 19/05/14
Revocation of Suspension Notice 16/05/14
Cancellation of Certificate of Registration of Ram Gopal Poddar & Co. 14/05/14
Cancellation of Certificate of Registration of Lath & Co. 14/05/14
Revokation of Suspension 09/05/14
Revokation of suspension 08/05/14
Revision of BSE & NSE Cash and F&O Settlement Pay-in / Pay-out 08/05/14
Revocation of Suspension Notice 08/05/14
Change of Registered Office Address 05/05/14
Corporate Governance in listed entities- Amendments to Clause 35B and 49 of the Equity Listing Agreement 02/05/14
Revokation of Suspension 28/04/14
Revokation of Suspension 25/04/14
Change in Entity 25/04/14
Delisting Notice 24/04/14
Cancellation of certificate of Registration of Shambhu Nath Agarwal 24/04/14
Revokation of suspension 23/04/14
Delisting Notice 23/04/14
Claims against Aimco Finex Ltd. 16/04/14
Revokation of suspension 11/04/14
Revokation of suspension 11/04/14
Revokation of suspension 11/04/14
Penalty structure for late submission and non-submission of half-yearly net-worth certificate & internal audit report and annual audit report 10/04/14
Revokation of Suspension 09/04/14
Revokation of suspension 09/04/14
Revokation of Suspension 04/04/14
Revokation of Suspension 04/04/14
Format for Auditors' Certificate required under Clause 24(i) of the Equity Listing Agreement 03/04/14
Application of Sajjan Bajaj & Co.for surrender of SEBI Registration 03/04/14
Application of of S N Sureka & Co. for surrender of SEBI Registration 03/04/14
Application of Bikash Kumar Lakhotia & Co. for surrender of SEBI Registration 03/04/14
Revokation of Suspension 02/04/14
Compliance of Section 12(3)(c) of Companies Act 2013 02/04/14
Notice on Listing Fee 01/04/14
Cancellation of Certificate of Registration of ASE Capital Markets Ltd. 01/04/14
Notice on Anti Moneylaundering 31/03/14
Revocation of Suspension Notice 31/03/14
Revocation of Suspension Notice 28/03/14
Application of Mahesh Chandra Mantri for surrender of SEBI Registration 24/03/14
Special Live Trading session on Saturday, March 22, 2014 20/03/14
Application of Lath & Co. for surrender of SEBI Registration 20/03/14
Application of Kiran Prabhudas Manek for surrender of SEBI Registration 20/03/14
Application of Kanak Prabhudas Manek for surrender of SEBI Registration 20/03/14
Application of Sunil Kumar Jhunjhunwala for surrender of SEBI Registration 19/03/14
Application for Registration in Equity Derivative Segment 13/03/14
Listr of Suspended Companies 12/03/14
Deposit Based Membership 07/03/14
Change in Name: Jupiter Enterprises Ltd. to India Nivesh Capitals Ltd. 06/03/14
Delisting of Company 03/03/14
Application of Shambhu Nath Agarwal for surrender of SEBI Registration 28/02/14
Application for Registration in Equity Derivative Segment 28/02/14
Application for Registration in Equity Derivative Segment 26/02/14
Application for Registration in Equity Derivative Segment 26/02/14
Application for Registration in Equity Derivative Segment 25/02/14
Change in office address 21/02/14
Revocation of Suspension Notice 20/02/14
Application of Gautam Bajoria for surrender of SEBI Registration 20/02/14
Application for Registration in Equity Derivative Segment 11/02/14
Suspended from Trading 10/02/14
Cancellation of Certificate of Registration of NuCent Share & Stock Broking Services Ltd. 07/02/14
Revokation of Suspension 06/02/14
Imposition of Special Margin 06/02/14
Cancellation of Certificate of Registration of Sarita Jalan & Co. 05/02/14
Deposit Based Membership 03/02/14
Application for Registration in Equity Derivative Segment 31/01/14
Advance pay-in of securities for availing Margin relief 29/01/14
Change in Name: Vineet Engineering & Trading Co. Ltd. to Halder Venture Ltd. 29/01/14
Change in Name: B B Investments Ltd. to Dwitiya Trading Ltd. 29/01/14
Deposit Based Membership 28/01/14
Advance pay-in of securities for availing margin relief 24/01/14
Change in Whole time Designated Director without change in control of Ms Subh Stock Broking Pvt.Ltd. 21/01/14
Application of MSV Share and Stock Brokers Ltd for surrender of SEBI Registration 20/01/14
Reokation of Suspension of Scrip 15/01/14
Application for Registration in Equity Derivative Segment 10/01/14
Early Pay-in of Fund for availing margin benefit 06/01/14