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Notices & Circulars of 2014
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Notices & Circulars 2014
Notice
Date
Redressal of Investor Grievances through SEBI complaints Redress System (SCORES) platform
31/12/14
Delisting of Believe Enterprises Ltd.
31/12/14
Revocation of Suspension
29/12/14
Revocation of Suspension
26/12/14
List of Approved Securities and Approved Banks for Jan 2015
22/12/14
Revocation of Suspension
19/12/14
Revocation of Suspension
19/12/14
Revocation of Suspension
16/12/14
Advance pay-in of securities for availing Margin relief
16/12/14
Application of Kayan Securities Pvt. Ltd for surrender of SEBI Registration
12/12/14
Revocation of Suspension
11/12/14
Submission of Internal Audit Report for the half year ended 30th September 2014 on or before 31st December 2014
08/12/14
Revocation of Suspension Notice
08/12/14
Revocation of Suspension
05/12/14
Revocation of Suspension Notice
03/12/14
Revocation of Suspension Notice
02/12/14
Revocation of Suspension Notice
02/12/14
Delisting Notice of Xpro India
01/12/14
Delisting Notice of Arco Impex Ltd.
27/11/14
Revocation of Suspension Notice
27/11/14
Revocation of Suspension Notice
27/11/14
List of Approved Securities and Approved Banks
26/11/14
Revocation of Suspension Notice
25/11/14
Revocation of Suspension Notice
24/11/14
Revocation of Suspension Notice
20/11/14
Revokation of Suspension
19/11/14
Revocation of Suspension Notice
17/11/14
Revocation of Suspension Notice
17/11/14
Revocation of Suspension Notice
14/11/14
Revocation of Suspension Notice
13/11/14
Notice for Members of the Exchange
13/11/14
Change in Name: Admire Investments Ltd. to Apunka Invest Commercial Ltd.
10/11/14
Change in Name: Stanley Schappell Trade & Finance Ltd. to Shailja Commercial Trade Frenzy Ltd.
07/11/14
Revocation of Suspension Notice
07/11/14
Change in Name: Refine Holdings Ltd. to Radhey Trade Holding Ltd.
07/11/14
Revocation of Suspension Notice
31/10/14
Modification of client codes of non-institutional trades executed on stock exchanges (All Segments)
30/10/14
Revokation of Suspension
30/10/14
Revokation of Suspension
28/10/14
List of Approved Securities and Approved Banks
27/10/14
Cancellation of Certificate of Sub Broker Registration of Agarwalla Securities (P) Ltd.
27/10/14
Delisting Notice
22/10/14
Application for Registration in Equity Derivative Segment
22/10/14
Extended Live Trading Session on 21st Oct 2014
20/10/14
Revocation of Suspension Notice
20/10/14
Revocation of Suspension Notice
20/10/14
Notice for Electrical Maintenace at CSE
20/10/14
Deposit Based Membership
18/10/14
Revokation of suspension
16/10/14
Muhurat Trading Session on account of DIWALI
16/10/14
Revokation of suspension
15/10/14
Revokation of suspension
14/10/14
Single registration for Stock Brokers & Clearing Members
14/10/14
Revokation of suspension
13/10/14
Trading Holiday of BSE & NSE on account of Assembly elections in Maharashtra on 15th October 2014
13/10/14
Revocation of Suspension Notice
09/10/14
Revocation of Suspension Notice
09/10/14
Revocation of Suspension Notice
09/10/14
Amendments to SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 -Increasing the investment bucket for anchor investor and regulations concerning the preferential issue norms
30/09/14
Corporate Governance in listed entities-Amendments to Clause 49 of the Equity Listing Agreement
30/09/14
Submission of Networth and Audited Accounts for the period ended 31st March, 2014
30/09/14
Modification to Investor Protection Fund (IPF)/Customer Protection Fund (CPF) Guidelines
30/09/14
Revocation of Suspension
26/09/14
List of Approved Securities and Approved Banks
25/09/14
Delisting Notice
24/09/14
Pay-in settlement for NSE/BSE (Cash and F&O) Segment
22/09/14
Deposit Based Membership
18/09/14
Revocation of Suspension Notice
17/09/14
Application of Shyam Narain Khanna for surrender of SEBI Registration
16/09/14
Submission of Networth Certificate
11/09/14
Deposit Based Membership
08/09/14
Deposit Based Membership
08/09/14
Deposit Based Membership
08/09/14
Deposit Based Membership
08/09/14
Delisting Notice
04/09/14
List of Approved Securities and Approved Banks
04/09/14
Application of Dreamway Share and Stock India Ltd for surrender of SEBI Registration
04/09/14
Revocation of Suspension Notice
04/09/14
Revocation of Suspension Notice
03/09/14
Application of Proficient Equities Pvt. Ltd. for surrender of SEBI Registration
03/09/14
Change of Registered Office Address
01/09/14
Revokation of suspension
01/09/14
Information regarding Grievance Redressal Mechanism
29/08/14
Expanding the framework of Offer for Sale (OFS) of Shares through stock exchange mechanism
29/08/14
Monitoring of Compliance by Stock Exchanges
29/08/14
Formalities for disclosure under Regulation 30 of SEBI (SAST) Regulations, 2011
29/08/14
Cancellation of Certificate of Registration of Bijoy Kumar Khandelwal
28/08/14
Trading in the shares of Voltaire Leasing & Finance Ltd. (509038) in BSE CM segment
27/08/14
Delisting of ITD Cementation India Ltd.
27/08/14
Deposit Based Membership
27/08/14
Deposit Based Membership
27/08/14
Deposit Based Membership
27/08/14
Deposit Based Membership
27/08/14
Application for Registration in Equity Derivative Segment
26/08/14
Late-submission or Non-submission of required information / documents sought by the Exchange
21/08/14
Revocation of Suspension Notice
21/08/14
Delisting Notice
20/08/14
Revokation of Suspension
20/08/14
Deposit Based Membership
20/08/14
Deposit Based Membership
20/08/14
Deposit Based Membership
20/08/14
Deposit Based Membership
20/08/14
FORMAT OF COMMON CONTRACT NOTE
19/08/14
Revokation of Suspension
19/08/14
E-mail and SMS alerts to Investors
19/08/14
Revokation of Suspension
13/08/14
Revocation of Suspension Notice
13/08/14
Deposit Based Membership
12/08/14
Deposit Based Membership
12/08/14
Deposit Based Membership
12/08/14
Deposit Based Membership
12/08/14
Change in Name: Suvijay Exports Ltd. to Poddar Bhumi Holdings Ltd.
08/08/14
Revokation of Suspension
07/08/14
Revokation of suspension
07/08/14
Revokation of suspension
05/08/14
Revocation of Suspension Notice
31/07/14
Deposit Based Membership
31/07/14
Change of Registered Office Address
30/07/14
Revocation of Suspension Notice
30/07/14
List of Approved Securities and Approved Banks
25/07/14
Application for Registration in Equity Derivative Segment
22/07/14
Disposal of E-Waste at CSE
21/07/14
Revokation of suspension
18/07/14
Revocation of Suspension Notice
18/07/14
Revocation of Suspension Notice
16/07/14
Revocation of Suspension Notice
16/07/14
Cancellation of Certificate of Registration of Sunil Kumar Jhunjhunwala
15/07/14
Cancellation of Certificate of Registration of Bikash Kumar Lakhotia & Co.
15/07/14
Revocation of Suspension
14/07/14
Revocation of Suspension
11/07/14
Application of Techno Global Securities Pvt. Ltd for surrender of SEBI Registration
10/07/14
Revokation of suspension
09/07/14
Delisting Notice
09/07/14
Revokation of suspension
09/07/14
Revokation of suspension
07/07/14
Application of Bijay Kumar Khandelwal for cancellation
07/07/14
Revokation of suspension
04/07/14
Deposit Based Membership
04/07/14
Revokation of Suspension
03/07/14
Revokation of Suspension
03/07/14
Revokation of suspension
02/07/14
Revokation of suspension
01/07/14
Revised Collateral Multiplier
27/06/14
Cancellation of Certificate of Registration of Sajjan Bajaj & Co.
27/06/14
Revokation of Suspension
26/06/14
Cancellation of Certificate of Registration of Atul Agarwal
26/06/14
Know Your Client (KYC) requirements for Foreign Portfolio Investors (FPIs)
25/06/14
List of Approved Securities and Approved Banks
25/06/14
Cancellation of Certificate of Registration of Pradeep Kayan & Co.
25/06/14
Cancellation of Certificate of Registration of Shri Kanak Prabhudas Manek
24/06/14
Cancellation of Certificate of Registration of Shri Kiran Prabhudas Manek
23/06/14
Revocation of Suspension
20/06/14
Revocation of Suspension
19/06/14
Revokation of Suspension
16/06/14
Revokation of Suspension
16/06/14
Change in Name: Shri Nataraj Ceramic & Chemical Industries Ltd.
12/06/14
Revokation of Suspension
10/06/14
Revokation of Suspension
09/06/14
Request for withdrawal of Collateral Deposits with the Exchange
09/06/14
Revokation of Suspension
06/06/14
Change in Name: Kanisk Udyog Viniyog Ltd
06/06/14
Change in Name: Marigold Glass Industries Ltd
06/06/14
Submission of Internal Audit Report for the half year ended 31st March 2014 on or before 30th June 2014
04/06/14
Revokation of Suspension
04/06/14
Cancellation of Certificate of Registration of M/s.Mahesh Chandra Mantri
03/06/14
Cancellation of Certificate of Registration of RRK Stock Broking Pvt. Ltd.
02/06/14
Revokation of suspension
02/06/14
Revokation of suspension
02/06/14
SEBI (Payment Of Fees) (Amendment) Regulations, 2014
29/05/14
Application for Registration in Equity Derivative Segment
29/05/14
Application for Registration in Equity Derivative Segment
28/05/14
Notice for EGM on 20th June 2014 4.30pm at CSE
26/05/14
Cancellation of Certificate of Registration of Mr. Gautam Bajoria
21/05/14
Change in Whole time/Designated Director without change in control of M/s NDB Securities Pvt. Ltd.
21/05/14
Change of Registered Office Address
19/05/14
Revocation of Suspension Notice
16/05/14
Cancellation of Certificate of Registration of Ram Gopal Poddar & Co.
14/05/14
Cancellation of Certificate of Registration of Lath & Co.
14/05/14
Revokation of Suspension
09/05/14
Revokation of suspension
08/05/14
Revision of BSE & NSE Cash and F&O Settlement Pay-in / Pay-out
08/05/14
Revocation of Suspension Notice
08/05/14
Change of Registered Office Address
05/05/14
Corporate Governance in listed entities- Amendments to Clause 35B and 49 of the Equity Listing Agreement
02/05/14
Revokation of Suspension
28/04/14
Revokation of Suspension
25/04/14
Change in Entity
25/04/14
Delisting Notice
24/04/14
Cancellation of certificate of Registration of Shambhu Nath Agarwal
24/04/14
Revokation of suspension
23/04/14
Delisting Notice
23/04/14
Claims against Aimco Finex Ltd.
16/04/14
Revokation of suspension
11/04/14
Revokation of suspension
11/04/14
Revokation of suspension
11/04/14
Penalty structure for late submission and non-submission of half-yearly net-worth certificate & internal audit report and annual audit report
10/04/14
Revokation of Suspension
09/04/14
Revokation of suspension
09/04/14
Revokation of Suspension
04/04/14
Revokation of Suspension
04/04/14
Format for Auditors' Certificate required under Clause 24(i) of the Equity Listing Agreement
03/04/14
Application of Sajjan Bajaj & Co.for surrender of SEBI Registration
03/04/14
Application of of S N Sureka & Co. for surrender of SEBI Registration
03/04/14
Application of Bikash Kumar Lakhotia & Co. for surrender of SEBI Registration
03/04/14
Revokation of Suspension
02/04/14
Compliance of Section 12(3)(c) of Companies Act 2013
02/04/14
Notice on Listing Fee
01/04/14
Cancellation of Certificate of Registration of ASE Capital Markets Ltd.
01/04/14
Notice on Anti Moneylaundering
31/03/14
Revocation of Suspension Notice
31/03/14
Revocation of Suspension Notice
28/03/14
Application of Mahesh Chandra Mantri for surrender of SEBI Registration
24/03/14
Special Live Trading session on Saturday, March 22, 2014
20/03/14
Application of Lath & Co. for surrender of SEBI Registration
20/03/14
Application of Kiran Prabhudas Manek for surrender of SEBI Registration
20/03/14
Application of Kanak Prabhudas Manek for surrender of SEBI Registration
20/03/14
Application of Sunil Kumar Jhunjhunwala for surrender of SEBI Registration
19/03/14
Application for Registration in Equity Derivative Segment
13/03/14
Listr of Suspended Companies
12/03/14
Deposit Based Membership
07/03/14
Change in Name: Jupiter Enterprises Ltd. to India Nivesh Capitals Ltd.
06/03/14
Delisting of Company
03/03/14
Application of Shambhu Nath Agarwal for surrender of SEBI Registration
28/02/14
Application for Registration in Equity Derivative Segment
28/02/14
Application for Registration in Equity Derivative Segment
26/02/14
Application for Registration in Equity Derivative Segment
26/02/14
Application for Registration in Equity Derivative Segment
25/02/14
Change in office address
21/02/14
Revocation of Suspension Notice
20/02/14
Application of Gautam Bajoria for surrender of SEBI Registration
20/02/14
Application for Registration in Equity Derivative Segment
11/02/14
Suspended from Trading
10/02/14
Cancellation of Certificate of Registration of NuCent Share & Stock Broking Services Ltd.
07/02/14
Revokation of Suspension
06/02/14
Imposition of Special Margin
06/02/14
Cancellation of Certificate of Registration of Sarita Jalan & Co.
05/02/14
Deposit Based Membership
03/02/14
Application for Registration in Equity Derivative Segment
31/01/14
Advance pay-in of securities for availing Margin relief
29/01/14
Change in Name: Vineet Engineering & Trading Co. Ltd. to Halder Venture Ltd.
29/01/14
Change in Name: B B Investments Ltd. to Dwitiya Trading Ltd.
29/01/14
Deposit Based Membership
28/01/14
Advance pay-in of securities for availing margin relief
24/01/14
Change in Whole time Designated Director without change in control of Ms Subh Stock Broking Pvt.Ltd.
21/01/14
Application of MSV Share and Stock Brokers Ltd for surrender of SEBI Registration
20/01/14
Reokation of Suspension of Scrip
15/01/14
Application for Registration in Equity Derivative Segment
10/01/14
Early Pay-in of Fund for availing margin benefit
06/01/14