CSE/MSD/Notice/1311/
Dated: 18th November 2013
Sub: Submission of Internal Audit Report for the
half year ending 30th September 2013 within 31st December
2013.
Attention of the trading members of the Exchange is invited to SEBI circular No. MIRSD/ DPSIII/ Cir-26/ 08 dated August 22, 2008 and MRD/DMS/Cir-29/2008 dated October 21, 2008 on the captioned subject requiring all trading members to carry out complete internal audit on a half yearly basis by independent qualified Chartered Accountants or Company Secretaries or Cost and Management Accountants who are in practice and who do not have any conflict of interest.
In compliance of the above
SEBI directives, all Trading Members are advised to submit Internal Audit
Report for the half year ended 30th September, 2013 along Annexure
I, Annexure II and management comments within December 31, 2013.
Members participating in
C-Star, CSE- BSE and CSE-NSE arrangement may submit single Internal Audit
Report across different trading segments.
The format for Internal
Audit certificate in Annexure I and the revised format for Internal Audit
Report in Annexure II are available in the CSE website at www.cse-india.com.
The internal audit reports
received from members shall be monitored and appropriate steps shall be taken
if the reports do not meet minimum expected quality levels.
In case of any queries/clarification, the trading
members may contact Manager (Surveillance)/Assistant Manager (Surveillance) of
the Exchange.
General Manager