19^th September, 2013

N O T I C E

Re: Submission of Information by Trading Members Registered with Calcutta Stock Exchange

Trading members of the Exchange are hereby informed that the Prevention of Money Laundering Act, 2002 (PMLA) has been amended w.e.f. 15^th February 2013 and the Prevention of Money Laundering (Maintenance of Records) Rules have also been amended and have come into effect from 27^th August, 2013. Since compliance and awareness about PMLA and reporting is paramount, Financial Intelligence Unit – India (FIU-IND) desired to send a communication to all Brokers and Sub-brokers, who would be the reporting entities, about the recent amendments.

Accordingly, in line with the requirement of FIU-IND, SEBI vide their communication dated 18^th September 2013 directed the Stock Exchange for furnishing of information about the brokers registered with CSE.

To enable to comply with the directions, all trading members of CSE who have been registered with SEBI are required to furnish the following information on priority basis for onward submission to FIU-IND/SEBI within 10 days from the date of Notice.

Trade Name of Member

Correspondence/operational address of the entity

Contact Number (Telephone/Mobile

Name of the Compliance Officer along with contact details & e.mail address

Members are advised to submit the above information to the Membership Department of the Exchange at the earliest preferably within 10 days from the date of this notice.

The information may be submitted on the letterheads of the trading members either in hard copy or the same may be furnished through e-mail to sumitsengupta@cse-india.com.

(MAV Raju)

General Manager