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Notices & Circulars of 2012


Notices & Circulars 2012

Notice Date
Requirement of Base Minimum Capital for Stock Broker and Trading Member
20/12/12
Delisting Notice 20/12/12
CSE's Code of Advertisement for its Trading Members 19/12/12
Application of Krishna Kumar Chetlangia for surrender of SEBI Registration 19/12/12
Application of Santosh & Companyfor surrender of SEBI Registration 18/12/12
Pre-trade Risk Controls 17/12/12
Application for Registration in Equity Derivative Segment 17/12/12
Cancellation of Certificate of Registration of M/s Elbee Securities Private Ltd. 13/12/12
Application of Sourabh Gilts & Securities Ltd. Trade Name : Sourabh Gilts & Securities Ltd. for surrender of SEBI Registration 12/12/12
Application for Registration in Equity Derivative Segment 11/12/12
Scrip Suspension 11/12/12
Cancellation of Certificate of Registration of Shri Narendra C Shah 10/12/12
Delisting Notice 06/12/12
Cancellation of Certificate of Registration of Reliance Share & Stock Brokers Pvt. Ltd. 06/12/12
Trading Notice of scrip which is presently available only in Physical Segment in C-STAR but have connectivity with one or more Depositories 06/12/12
Application of Ram Gopal Poddar & Co. for surrender of SEBI Registration 05/12/12
Deposit Based Membership 04/12/12
“From Basic to Advance on Elliot Wave” by Mr. Ramki Ramkrishnan 30/11/12
Revokasion of Suspension 30/11/12
Trading Notice of scrip which is presently available only in Physical Segment in C-STAR but have connectivity with one or more Depositories 30/11/12
Scrips Suspension 29/11/12
ODIN Admin ID for Member’s Risk Management Purpose 29/11/12
Cancellation of SEBI Registration Certificate of: Shri Chandi Prasad Sikaria 26/11/12
Application for Registration in Equity Derivative Segment 26/11/12
Change in Shareholding Pattern with or without change in control 22/11/12
Application of Shree Harivansha Securities (P) LTD.for surrender of SEBI Registration certificate 22/11/12
Application of L.K. Securities Pvt. Ltd. for surrender of SEBI Registration certificate 22/11/12
Submission of Internal Audit Report for the half year ended 30th September 2012 22/11/12
Cancellation of SEBI Registration Certificate of: Shri Jamuna Dhar Ladia 21/11/12
Cancellation of SEBI Registration Certificate of: Shri Jagdish Prasad Bhalotia 21/11/12
Special Live trading session on Sunday, November 11, 2012 for trading in GOLD ETF 09/11/12
Revised Timing of Muhurat Trading Session 08/11/12
Arbitration Mechanism in Stock Exchanges 08/11/12
Revision of circuit filter limit 08/11/12
Company suspension 07/11/12
Format for Calculation of net worth 07/11/12
Submission of Internal Audit Report for the half year ending 30th September 2012 06/11/12
Shifting of Scrip Group 06/11/12
Application of Arun Kumar Chiripal for surrender of SEBI Registration 06/11/12
Timing of Muhurat Trading Session on Account of Diwali (Samavat Year 2069)
02/11/12
Revision in Circuit Filter 02/11/12
Cancellation of SEBI Registration Certificate of: Shri Hari Prasad Todi 30/10/12
Reminder for Submission of Networth Audit Report 30/10/12
Delisting Notice 26/10/12
Cancellation of SEBI Registration Certificate of: Shri Pramod Kumar Goenka 25/10/12
Application of Jamuna Dhar Ladia for surrender of SEBI Registration certificate 25/10/12
Trading Notice of scrip which is presently available only in Physical Segment in C-STAR but have connectivity with one or more Depositories 17/10/12
Change in Name 17/10/12
Change in Name 17/10/12
Change in Name 12/10/12
Application of Chandi Prasad Sikaria for surrender of SEBI Registration 10/10/12
Application of J.P. Bhalotia for surrender of SEBI Registration 10/10/12
Application of Heera Chand Singhi for surrender of SEBI Registration 10/10/12
Deposit Based Membership 09/10/12
Cancellation of SEBI Registration Certificate of: Shri Pramod Kumar Agrawal 08/10/12
Cancellation of SEBI Registration Certificate of: Shri Dhiren Anandji Shah 08/10/12
Cancellation of SEBI Registration of:Shri Mahabir Prasad Saraf 04/10/12
Cancellation of SEBI Registration Certificate of: Devarishi Bhargava 01/10/12
Know Your Client requirement for foreign investors 29/09/12
Notice on activation of ISIN in case of additional issue of shares/ securities 29/09/12
Deposit Based Membership 27/09/12
Delisting Notice 25/09/12
Change in Circuit Filter 24/09/12
Deposit Based Membership 24/09/12
Deposit Based Membership 21/09/12
Notice on IBT 20/09/12
Change in Name 18/09/12
Notices relating to 89th AGM 06/09/12
Change in Circuit Filter 04/09/12
Suspension Notice 04/09/12
Aadhaar Letter as Proof of Address for Know Your Client (KYC) norms 31/08/12
Manner of achieving minimum public shareholding requirements in terms of SCRR, 1957 31/08/12
Policy for movement of Scrips 30/08/12
Change in Circuit Filter 30/08/12
Application for Registration in Equity Derivative Segment 29/08/12
Change in Circuit Filter 29/08/12
Availability of the shares of the listed Company on C-STAR Trading Platform 29/08/12
Cancellation of SEBI Registration Certificate of :Pradeep Kumar Agarwal 29/08/12
Scrips Suspended 28/08/12
Application of Mahabir Prasad Saraf for surrender of SEBI Registration 24/08/12
Training on ODIN, NOW, FASTRADE & CLASS Software 23/08/12
Submission of Networth and Audited Accounts 22/08/12
Redressal of complaints against Stock Exchanges (SEs) through SEBI SCORES/ maintenance of web site by the company 21/08/12
Revision of Circuit Filter 17/08/12
Amendment to Equity Listing Agreement 16/08/12
Redressal of investor grievances against listed companies in SEBI Complaints Redress System (SCORES)
16/08/12
Amendments to Equity Listing Agreement 16/08/12
Revision of Circuit Filter 14/08/12
Cancellation of Certificate of Registration of: Late Shree Narayan Jalan 13/08/12
Deposit Based Membership 10/08/12
Allotment of NOW (NEAT on Web) login-id for NSE Platform 10/08/12
Application of Uma Shankar Choudhary for surrender of SEBI Registration 07/08/12
Cancellation of Certificate of Registration of Prem Prakash Agrawal 06/08/12
Cancellation of Certificate of Registration of Late Gopal Krishna Ladha 06/08/12
SEBI Directives 06/08/12
Shifting of group & change in circuit filter 01/08/12
Amendment to Equity Listing Agreement 01/08/12
Revised Circuit Filter Limit 31/07/12
Deposit Based Membership 31/07/12
Suspension of Trading 27/07/12
Application for Registration in Equity Derivative Segment 27/07/12
Change of Office Address 26/07/12
Application of Sri Arun Shroff, Trade Name: M/s.Arun Shroff for surrendering of SEBI Registration 26/07/12
Application for Registration in Equity Derivative Segment 25/07/12
Change in Name of Company 25/07/12
Cancellation of SEBI Registration Certificate of: M/s M B Nahar 24/07/12
Deposit Based Membership 24/07/12
Price Discovery of shares of Listed Companies, which were not traded for quite a long time at this Exchange 24/07/12
Revised Circuit Filter 19/07/12
Change in Circuit Filter 18/07/12
Modification of Member Details 18/07/12
Delisting of Company 18/07/12
Cancellation of Certificate of Registration of: Gopal Das Chandak 17/07/12
Change in Scrip Group 17/07/12
Change in Circuit Filter 17/07/12
Application for Registration in Equity Derivative Segment 17/07/12
Change in Circuit Filter Limits 16/07/12
Revision of Circuit Filter 16/07/12
Delisting Notice 13/07/12
Uniform Penalty Structure 12/07/12
Change in Circuit Filter 12/07/12
Circuit Filter 11/07/12
Change in Circuit Filter 11/07/12
Inspection of books of account 2011-12 10/07/12
SEBI Registration 10/07/12
Application for registration in Equity Derivative Segment 10/07/12
Revised Circuit Filter 10/07/12
Revised Circuit Filter 10/07/12
Revised Circuit Filter 09/07/12
Change in Circuit Filter 03/07/12
Membership of CSE 29/06/12
Change in circuit filter 28/06/12
Membership Notice 26/06/12
Application for Registration in Equity Derivative Segment of CSE 21/06/12
Changes in relation to Securities Transaction Tax 20/06/12
Application for Registration in Equity Derivative Segment of CSE 19/06/12
Surveillance notice 19/06/12
Revision in framework for Qualified Foreign Investor (QFI) investment in Equity Shares and Mutual Fund schemes 19/06/12
Shifting of Scrip Group 14/06/12
Change in Circuit Filter 14/06/12
REVISION OF CIRCUIT FILTER LIMIT 14/06/12
Change of Office Address 13/06/12
Minimum eligibility criteria required to be member of CSE 12/06/12
Application of Sri Pradeep Kumar Agarwal for surrendering of SEBI Registration bearing Certificate 11/06/12
Verification of trades executed in C-STAR (Calcutta Stock Exchange Trading and Reporting) system 07/06/12
Chnage in scrip group and circuit filter limit 05/06/12
Submission of Internal Audit Report for the half year ended 31st March 2012 05/06/12
Change in directorship/shareholding pattern without change in control 05/06/12
Application of Sri Pradeep Kumar Agarwal for surrendering of SEBI Registration 04/06/12
Revision of processing fee 04/06/12
Revision in Circuit Filter Limit 04/06/12
Cancellation of Certificate of Registration of: Late Mohendra Nath Mukherjee 04/06/12
Amendment to Equity Listing Agreement 01/06/12
Cancellation of Certificate of Registration of: Sri Chand Rattan Bagri 28/05/12
Defaulter Notice 28/05/12
Defaulter Notice 28/05/12
Change in Circuit Filter 24/05/12
Application of Sri Devarishi Bhargava for surrendering of SEBI Registration 24/05/12
Deposit Based Membership 23/05/12
Deposit Based Membership 23/05/12
Cancellation of Certificate of Registration of: M/s CNB Finwiz Private Ltd. 22/05/12
Cancellation of Certificate of Registration of: Krishna Kumar Varma 22/05/12
Submission of Internal Audit Report for the half year ending 31st March 2012 22/05/12
Deposit Based Membership 21/05/12
Anti Money Laundering (AML) Standards 18/05/12
Margining of institutional trades in the cash market 18/05/12
Comprehensive Risk Management Framework for the cash market 18/05/12
Short-collection/Non-collection of client margins (Derivatives Segments) 18/05/12
Deposit Based Membership 18/05/12
Funding Facility from HDFC & Axis Bank for NSE/BSE operation through CSE 17/05/12
Comprehensive Risk Management Framework for the cash market 16/05/12
Deposit Based Membership 16/05/12
Cancellation of Certificate of Registration of : M/s Mahesh Kumar Singhania 15/05/12
Application of Sri Prem Prakash Agrawal for surrender of SEBI Registration 07/05/12
Delisting Notice 07/05/12
Change in circuit filter 04/05/12
Change in Circuit Filter 03/05/12
Shifting of Scrip Group 02/05/12
Trading Notice of scrip which is presently available only in Physical Segment in C-STAR but have connectivity with one or more Depositories 02/05/12
Amendment to Equity Listing Agreement 02/05/12
Delisting of Company 30/04/12
Application of Sri Hari Prasad Todi, Trade Name : M/s. Hari Prasad Todi, for surrender of SEBI Registration 30/04/12
Application of Sri Narendra Singh Nahar, Trade Name : M/s.M.B. Nahar, for surrender of SEBI Registration 30/04/12
Application of Smt.Renu Poddar, Trade Name : M/s.Renu Poddar, for surrender of SEBI Registration 30/04/12
Special Live Trading session on Saturday, April 28, 2012 26/04/12
Application of Sri Gopal Das Chandak for surrender of SEBI Registration 24/04/12
Deposit Based Membership 24/04/12
Scrips shifted to Trade for Trade Segment 23/04/12
Submission of Internal Audit Report for the half year ending 31st March 2012 23/04/12
Delisting Notice 20/04/12
SEBI Barred Entity 18/04/12
Delisting of Company 17/04/12
Delisting of Company 17/04/12
Uploading of the existing clients’ KYC details in the KYC Registration Agency (KRA) system by the intermediaries 16/04/12
Cancellation of SEBI Sub Broker Registration Certificate of: Choudhary Stock Services Pvt. Ltd No.INS030511930 12/04/12
Change in circuit filter 12/04/12
Deposit Based Membership 11/04/12
Price discovery of shares of Listed companies which were not traded for a quite long time at this Exchange 10/04/12
Cancellation of Certificate of Registration of: M/s R.M.Stock Broking Services Private Ltd. 10/04/12
Deposit Based Membership 09/04/12
Broad Guidelines on Algorithmic Trading 03/04/12
Exemptions from 100% promoter(s) holding in demat form 03/04/12
Change in Circuit Filter 02/04/12
Deposit Based Membership 02/04/12
Members Back Office Software 30/03/12
Availability of the shares of the listed Company on C-STAR Trading Platform 30/03/12
Notice on Membership Terms of CSE 26/03/12
Cancellation of Certificate of Registration of: Mr. Hari Narayan Ladia 26/03/12
Clearing and Settlement of OTC trades in Commercial Paper (CPs) & Certificates of Deposit (CDs)
22/03/12
Availability of the shares of the listed companies on C-star trading platform 16/03/12
Cancellation of Certificate of Registration of: Mr. S.K.Khattry
16/03/12
Change of Registered Office Address 12/03/12
Deposit Based Membership 12/03/12
Delisting Notice 09/03/12
Scrip for Compulsory Demat Rolling Settlement w.e.f. 09-03-2012
07/03/12
Cancellation of SEBI Sub Broker Registration Certificate of : Santosh Kumar Agarwalla 06/03/12
Cancellation of SEBI Sub Broker Registration Certificate of : Madhvi Aggarwal 06/03/12
Cancellation of SEBI Sub Broker Registration Certificate of: Jayeeta Share & Stock Broking Pvt. Ltd. 06/03/12
Cancellation of SEBI Sub Broker Registration Certificate of : Subhash Agrawal 06/03/12
Cancellation of SEBI Sub Broker Registration Certificate of : Harnam Singh 06/03/12
Cancellation of SEBI Sub Broker Registration Certificate of : M/s. Baren Roy Choudhary 06/03/12
Cancellation of SEBI Sub Broker Registration Certificate of : M/s. Tapan Roy Choudhary 06/03/12
Cancellation of SEBI Sub Broker Registration Certificate of: M/s. Pinnacle Finstock Pvt. Ltd 06/03/12
Change in ISIN number and transfer scrip from Rolling to Trade For Trade Segment 06/03/12
Shifting of Scrip Group 06/03/12
Change in Settlement Schedule on account of Special session for Live trading on Saturday March 03, 2012 (BSE & NSE) 05/03/12
Revision of Circuit Filter 02/03/12
Cancellation of Certificate of Registration of: Mr. Pramod Kumar Kothari 01/03/12
Cancellation of Certificate of Registration of: M/s Ideal Stock Broking Pvt. Ltd. 01/03/12
Trading Notice of scrip which is presently available only in Physical Segment in C-STAR but have connectivity with one or more Depositories 29/02/12
Investor Grievance Redressal Mechanism at Stock Exchanges 27/02/12
Change in pay/payout schedule due to general strike 27/02/12
Rectification 23/02/12
Application of Sri Shailendra Kumar Lath, Trade Name: M/s. Lath & Co. for surrender of SEBI Regn. 22/02/12
Trading Notice of scrips which are presently available only in Physical Segment in C-STAR but have connectivitywith one or more Depositories 22/02/12
Price discovery of shares of Listed companies which were not traded for a quite long time at this Exchange 17/02/12
Shifting of scrip to trade for trade 16/02/12
Price discovery of shares of Listed companies which were not traded for a quite long time at this Exchange 16/02/12
Delisting Notice 14/02/12
Delisting Notice 13/02/12
Application of M/s. IKM Investor Services Limited for surrender of SEBI Regn. 13/02/12
Revised Circuit Filter 10/02/12
Revised Circuit Filter 09/02/12
Amendment to equity Listing Agreement 09/02/12
Change of Registered Office Address 08/02/12
Cancellation of Certificate of Registration of: Mr. Rajesh Lohia 08/02/12
Delisting of Company 07/02/12
Availability of the shares of the listed Company on C-STAR Trading Platform 07/02/12
Meeting of Board of Directors with the members on 15th February 2012 07/02/12
Reduction of Circuit Filter Limits 03/02/12
Application of Sri Krishna Kumar Varma, Trade Name : M/s. Krishna Kumar Varma for surrender of SEBI Regn. 02/02/12
Scrips shifted to Trade for Trade Segment 01/02/12
Change in Designated Director without change in control of M/s. Stewart & Mackertich Wealth Management Ltd. 01/02/12
Cancellation of Certificate of Registration of : Sri Ajit Kumar Bhuwalka 30/01/12
Trade controls in Normal Trading Session for Initial Public Offering(IPO)and other category of scrips 25/01/12
Composition of arbitration committee 25/01/12
Investment by Qualified Foreign Investors (QFI) in Indian equity shares 25/01/12
Notice for all Listed Companies: Waiver on Outstanding dues 24/01/12
Application of Sri Jayesh P. Khandwala, Trade Name : M/s. Jayesh P. Khandwala for surrender of SEBI Regn. 20/01/12
Application of Sri Sushil Kumar Jhunjhunwala, Successor of Chiranjilal Jhunjhunwala (since deceased), and Trade Name: M/s. C.L. Jhunjhunwala for surrender of SEBI Regn. 20/01/12
Change in Name: Monnet Ispat Ltd. to Monnet Ispat & Energy Ltd. 16/01/12
Cancellation of Certificate of Registration of : Sri Mahadeo Agarwala 16/01/12
Delisting Notice 13/01/12
Revocation of Suspension 11/01/12
Availability of the shares of the listed Company on C-STAR Trading Platform 11/01/12
Exchange Holiday on 12th January 2012 11/01/12
Change in Name: Hifunda Ltd. to Uday Jewellery Industries Ltd. 11/01/12
Application of M/s. C.R. Bagri & Co for surrender of SEBI Regn. 09/01/12
Cancellation of Certificate of Registration of : M/s.Vintage Capital Markets Ltd. 09/01/12
Licenses Fees and Connectivity Charges under C-STAR, BSE-CSE and NSE-CSE Trading arrangements w.e.f. 9th January 2012 07/01/12
Availability of the shares of the listed Company on C-STAR Trading Platform 05/01/12
Special Live Trading session on Saturday, January 07, 2012
05/01/12
Revised Circuit Filter 05/01/12
Revised Circuit Filter 05/01/12
Cancellation of Certificate of Registration of: Inder Chand Bhandari 03/01/12