4th June,2012

N O T I C E

 

 

Re: Revision of processing fee

 

Further to our notice dated 9th August,2010 regarding processing fee, members are hereby informed that the Membership Selection Committee at their meeting held on  1st June,2012  has revised the processing charges as mentioned in the following table :

 

Sl No.

Previous processing fee structure

Amount

(plus Service Tax) Rs.

Present processing fee structure

Amount

(Plus Service Tax) Rs.

A

Shareholding

 

 

 

1

Any change in shareholding pattern, constitution of firms, scheme of arrangement  resulting in change in control (Control as defined in the SEBI (Substantial Acquisition  of Shares and Takeovers Regulations 1997)

50,000/-

Change in Legal Form – Individual to corporate,

Individual to Partnership, Partnership to corporate,  Merger/Amalgamation,

Change in Shareholding with change in Control, Change in Partnership pattern with change in control,

50,000/-

2

Any change in share-holding pattern, scheme of arrangement   not resulting in change in Control ( ‘Control’  as defined in the SEBI  Substantial  Acquisition  of Shares and Takeovers Regulations ) 1997

5,000/-

Change in Shareholding without change in Control, Change in Partnership pattern without change in control,

 

5,000/-

 

 

 

 

 

 

 

 

B

Directorship

 

 

 

 

Change in Designated/Whole time  Directors/Qualifying Director  without change in control

5,000/-

Change in Designated Directors

5,000/-

 

Change in director other than designated /Whole time  Directors/Qualifying Directors

2,000/-

Change in Non-Designated Director

 

2,000/-

C

Others

 

 

 

 

Surrender of SEBI Registration ( Broker)

5,000/-

Surrender of Sebi Registration  (Broker)

5,000/-

 

Surrender of Sebi Registration (Sub-broker)

2,000/-

Surrender of Sebi Registration (Sub-broker)

2,000/-

 

Change of name of firm

5,000/-

Change of trade name – Individual , corporate , partnership firm

2,000/-

 

Issue of duplicate for loss of sebi registration Certificate

2,000/-

 

Issue of duplicate for loss of sebi registration certificate

2,000/-

 

Change of address of sebi registration

500/-

Change in Registered /Communication address

500/-

                  

Status report/Conduct certificate/ NOC for closing of settlement a/c

500/-

Application for issue of Status Report / NOC

 

500/-

 

Change in memorandum of Association

2,500/-

Change in memorandum of Association

2,500/-

 

Non-submission of balance sheet/Net-worth certificate

Rs. 100/- per day of default  Subject to a maximum of  Rs 10,000/-)

Non-submission of balance sheet/Net-worth certificate

Rs. 100/-  per day of default (Subject to a maximum of  Rs 10,000/-)

 

Transfer of trading right

50,000/-

Not applicable 

Not applicable

 

Transmission of Trading Right

10,000/-

Not applicable

Not applicable

 

----

----

Change in legal form -Private Ltd. to Public Ltd. and vice versa

1,000

 

-----

----

Appointment of Authorised Person

2,000

 

-----

-----

Cancellation of authorized person

1,000

 

 

 

Penalty for partnership firm/ corporates for not taking prior approval from the Exchange for changes in directorship/ shareholding pattern without change in control

Rs.5,000/-  processing fee  plus Rs.500/- per annum or part thereof

 

The abovementioned charges are applicable for all approvals given by the Exchange on and from 1st June, 2012.

 

 

Sripriya Senthilkumar

Dy.General Manager (SEO)