4th June,2012
N O T I C E
Re: Revision of processing
fee
Further to our notice dated 9th August,2010 regarding
processing fee, members are hereby informed that the Membership Selection
Committee at their meeting held on 1st
June,2012 has revised the processing
charges as mentioned in the following table :
Sl No. |
Previous processing fee
structure |
Amount (plus Service Tax) Rs. |
Present processing fee
structure |
Amount (Plus Service Tax) Rs. |
|
A |
Shareholding |
|
|
|
|
1 |
Any change in
shareholding pattern, constitution of firms, scheme of arrangement resulting in change in control (Control as
defined in the SEBI (Substantial Acquisition
of Shares and Takeovers Regulations 1997) |
50,000/- |
Change in Legal Form –
Individual to corporate, Individual to
Partnership, Partnership to corporate,
Merger/Amalgamation, Change in Shareholding
with change in Control, Change in Partnership pattern with change in control, |
50,000/- |
|
2 |
Any change in share-holding pattern,
scheme of arrangement not resulting
in change in Control ( ‘Control’ as
defined in the SEBI Substantial Acquisition of Shares and Takeovers Regulations ) 1997 |
5,000/- |
Change in Shareholding without change in
Control, Change in Partnership pattern without change in control, |
5,000/- |
|
B |
Directorship |
|
|
|
|
|
Change in
Designated/Whole time
Directors/Qualifying Director
without change in control |
5,000/- |
Change in Designated
Directors |
5,000/- |
|
|
Change in director other than designated
/Whole time Directors/Qualifying Directors
|
2,000/- |
Change in Non-Designated Director |
2,000/- |
|
C |
Others |
|
|
|
|
|
Surrender of SEBI Registration ( Broker) |
5,000/- |
Surrender of Sebi Registration (Broker) |
5,000/- |
|
|
Surrender of Sebi Registration
(Sub-broker) |
2,000/- |
Surrender of Sebi Registration
(Sub-broker) |
2,000/- |
|
|
Change of name of firm |
5,000/- |
Change of trade name – Individual ,
corporate , partnership firm |
2,000/- |
|
|
Issue of duplicate for loss of sebi
registration Certificate |
2,000/- |
Issue of duplicate for loss of sebi
registration certificate |
2,000/- |
|
|
Change of address of sebi registration |
500/- |
Change in Registered /Communication
address |
500/- |
|
|
Status report/Conduct certificate/ NOC for
closing of settlement a/c |
500/- |
Application for issue of Status Report /
NOC |
500/- |
|
|
Change in memorandum of Association |
2,500/- |
Change in memorandum of Association |
2,500/- |
|
|
Non-submission of balance sheet/Net-worth
certificate |
Rs. 100/- per day of default Subject to a maximum of Rs 10,000/-) |
Non-submission of balance sheet/Net-worth
certificate |
Rs. 100/-
per day of default (Subject to a maximum of Rs 10,000/-) |
|
|
Transfer of trading right |
50,000/- |
Not applicable |
Not applicable |
|
|
Transmission of Trading Right |
10,000/- |
Not applicable |
Not applicable |
|
|
---- |
---- |
Change in legal form -Private
Ltd. to Public Ltd. and vice versa |
1,000 |
|
|
----- |
---- |
Appointment of Authorised
Person |
2,000 |
|
|
----- |
----- |
Cancellation of authorized
person |
1,000 |
|
|
|
|
Penalty for partnership firm/
corporates for not taking prior approval from the Exchange for changes in
directorship/ shareholding pattern without change in control |
Rs.5,000/- processing fee plus
Rs.500/- per annum or part thereof |
|
The abovementioned
charges are applicable for all approvals given by the Exchange on and from 1st
June, 2012.
Sripriya Senthilkumar
Dy.General Manager (SEO)