CSE/MSD/Notice/1205/
Dated: 22nd May 2012
Re: Submission of Internal Audit Report for the
half year ending 31st March 2012.
Members of the Exchange are hereby intimated that they are required to submit Internal Audit Report for the half year ended on March 2012 along with annexures and management comments.
Further, Exchange is in
receive of ‘Guidelines and Report Format’ for internal audit for the audit
period October 2011 to March 2012 from SEBI vide it’s letter no.MIRSD-II/IA/10787/2012
dated 14th May 2012.Hence, members are advised to submit Internal
Audit Report for the half year ended 31st March, 2012 along with
annexures, if any and management comments as per Annexure-I & II attached
herewith by June 30, 2012 in the revised format as approved by SEBI. Details
are also available in the web-site of the Exchange. Members participating in
C-Star, CSE- BSE and CSE-NSE arrangement may submit single Internal Audit
Report combined across different trading platforms.
In case of any queries/clarification, the trading
members may contact DGM (SEO) / Manager (Surveillance)/Assistant Manager
(Surveillance) of the Exchange.
DGM (SEO)