Updation of mandatory fields for existing clients to be effective from January 1, 2022.

N O T I C E

Dated: 30th December, 2021

 

Subject: Updation of mandatory fields for existing clients to be effective from January 1, 2022.

 

All trading members are requested to take note that with effect from January 1, 2022, the 6 KYC attributes Name, Complete address (including PIN code No. in case of address of India), PAN, valid Mobile number, Valid email-id, Income details/range along with additional information pertaining to custodian settled client is mandatory.

In case the UCC is not updated by the trading member / not approved by the Exchange (NSE/BSE) in the UCC system prior to execution of trade, the trading member shall be liable for penalty @ Rs.10,000/- per UCC per day till the same is updated and approved in the UCC system of the Exchange and any other disciplinary action that the Exchange may deem fit.

Trading Members are advised to take note and comply with the above guidelines. 

 

For and on behalf of CSE Ltd.

 

Dhiraj Chakraborty

(Compliance Officer)