Dated: 12^th October, 2017

NOTICE

Sub: Enhanced Supervision of Stock Brokers – Uploading of Client’s Fund Balance And Securities Balance

Further to our notice dated 4^th August, 2017 and dated 7^th August 2017 on the captioned subject matter, all Trading Members of the Exchange carrying out transactions under CSE-BSE arrangement and CSE-NSE arrangement are requested to provide the required data for each month in Class Back Office s/w on or before 5^th day of next month.

For any clarification in this matter, members may kindly contact Sri Amit Santra (Manager) at 033-4025-3011 and Sri Asis Maity (Manager) at 033-4025-3034.

Trading Members are advised to note that non-submission of the afore-said data by CSE trading members to CSE on or before 5^th day of next month would attract penal as stipulated by SEBI / NSE / BSE.

Dhiraj Chakbraborty

Dy. General Manager