Dated: 13th December 2013
Sub: Submission of Internal Audit Report for the half year ending 30th September 2013 within 31st December 2013.
Trading Members are hereby informed that Exchange vide its Notice dated 18th November 2013 directed the trading members for submitting Internal Audit Report for the half year ended September 30,2013 along with annexures and management comments by 31st December 2013.
Accordingly, members may please note that, non-submission of internal audit report by 31st December 2013 shall be treated as non-compliance and charges of Rs.100 per day after the due date till the date of submission of the report shall be levied on the member. In case audit report is not received for more than 3 months from the due date the matter shall be placed before Disciplinary Action Committee for taking suitable action.
In view of the above, members who have not submitted their internal audit reports are once again advised to submit the same along with annexures and management comments within 31st December 2013.
In case of any queries / clarification, the trading members may contact Manager (Surveillance)/ Asst. Manager (Surveillance) of the Exchange.