Dated: 22nd May 2012
Re: Submission of Internal Audit Report for the half year ending 31st March 2012.
Members of the Exchange are hereby intimated that they are required to submit Internal Audit Report for the half year ended on March 2012 along with annexures and management comments.
Further, Exchange is in receive of ‘Guidelines and Report Format’ for internal audit for the audit period October 2011 to March 2012 from SEBI vide it’s letter no.MIRSD-II/IA/10787/2012 dated 14th May 2012.Hence, members are advised to submit Internal Audit Report for the half year ended 31st March, 2012 along with annexures, if any and management comments as per Annexure-I & II attached herewith by June 30, 2012 in the revised format as approved by SEBI. Details are also available in the web-site of the Exchange. Members participating in C-Star, CSE- BSE and CSE-NSE arrangement may submit single Internal Audit Report combined across different trading platforms.
In case of any queries/clarification, the trading members may contact DGM (SEO) / Manager (Surveillance)/Assistant Manager (Surveillance) of the Exchange.