Dated: 27th February 2007

 

NOTICE

 

Members are hereby informed that the whole time member of SEBI vide his order dated 15th March 2007, in exercise of his powers under Section 19 of SEBI Act, 1992 read with Regulation 13(4) of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations 2002, had issued an order imposing a minor penalty of suspension of the certificate of registration of Shree Harivansha Securities Pvt. Ltd. bearing SEBI Registration No. INB 030757231, Member, Calcutta Stock Exchange Association Ltd. (Business Code: 598) for a period of 7(seven) days with effect from 9th April 2007 to the end of business hours of 17th April 2007.

 

Accordingly, M/s Shree Harivansha Securities Pvt. Ltd. shall be under suspension from 9th April 2007.

 

 

 

                                                                                                                     Jt. Secretary & DGM