Dated: 27th
February 2007
NOTICE
Members are hereby informed
that the whole time member of SEBI vide his order dated 15th March
2007, in exercise of his powers under Section 19 of SEBI Act, 1992 read with
Regulation 13(4) of SEBI (Procedure for Holding Enquiry by Enquiry Officer and
Imposing Penalty) Regulations 2002, had issued an order imposing a minor
penalty of suspension of the certificate of registration of Shree Harivansha
Securities Pvt. Ltd. bearing SEBI Registration No. INB 030757231, Member, Calcutta
Stock Exchange Association Ltd. (Business Code: 598) for a period of 7(seven)
days with effect from 9th April 2007 to the end of business hours of
17th April 2007.
Accordingly, M/s Shree
Harivansha Securities Pvt. Ltd. shall be under suspension from 9th
April 2007.
Jt. Secretary & DGM