Dated: 3rd April
2007
NOTICE
Members are hereby informed
that the whole time member of SEBI vide his Order No. WTM/GA/162/ERO/3/07 dated
26th March 2007, in exercise of his powers under Section 19 of the SEBI Act, 1992 read with Regulation 13(4) of SEBI
(Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty)
Regulations 2002, had issued an order imposing a major penalty of suspension of
certificate of registration of Lexus Shares & Stock Brokers Pvt. Ltd.
(Registration No. INB031017632), Member, Calcutta Stock Exchange Association
Ltd. (Business Code: 778) for a period of 6 (six) months with effect from 16th April 2007.
Accordingly, M/s Lexus
Shares & Stock Brokers Pvt. Ltd. shall be under suspension from 16th April 2007.
Secretary