NAME OF THE STOCK EXCHANGE : THE CALCUTTA STOCK EXCHANGE LIMITED -------------------------- ----------------------------------- REPORT ON INVESTORS COMPLAINT FOR THE MONTH OF NOVEMBER 2019 ------------------------------------------------------------- ------------------------------------------------------------------------------------------------------------------------------- TYPE OF COMPLAINT & DESCRIPTION COMPLAINTS COMPLAINTS TOTAL NO OF ACTION COMPLAINTS PENDING AT RECEIVED COMPLAINTS INITIATED UNRESOLVED THE BEGINING DURING THE RESOLVED BY THE EXCHANGE AT THE END OF THE MONTH DURING DURING THE OF THE MONTH THE MONTH MONTH MONTH ------------------------------------------------------------------------------------------------------------------------------- (1) (2) (3) (4) (5) (6) (7) ------------------------------------------------------------------------------------------------------------------------------- 001 NON RECEIPT OF ALLOTMENT ADVICE/REFUND NIL NIL NIL NIL NIL 002 NON RECEIPT OF DIVIDEND/INTEREST WARRANT 21 NIL 21 NIL NIL 21 003 NON RECEIPT OF SHR/DEB AFTER TRANSFER 18 NIL 18 NIL NIL 18 004 NON RECEIPT OF DUPLICATE SHR/DEB CERT. 18 NIL 18 NIL NIL 18 005 NON RECEIPT OF DUPLICATE R.P.O./D.W.NO. NIL NIL NIL NIL NIL 006 NON RECEIPT OF BONUS/RIGHTS SHARES/DEBS. 1 NIL 1 NIL NIL 1 007 NON RECEIPT OF RIGHTS CAF/PREF.OFF.FORM. NIL NIL NIL NIL NIL 008 ** STATUS REPORT OF COMPANY 3 3 3 3 NIL 009 NON RECEIPT OF REDEMPT./BUY BACK PAYMENT 1 NIL 1 NIL NIL 1 010 NON RECEIPT OF BROKERAGE/U.W. COMMISN. NIL NIL NIL NIL NIL 011 NON RECEIPT OF ANNUAL REPORTS & ACCNTS. 18 NIL 18 NIL NIL 18 012 NON RECEIPT OF SH/DB CRT.AFT SUB/CON/COR 1 NIL 1 NIL NIL 1 013 NON RECEIPT OF ENDRSD SH/DB-CERT/END.STK NIL NIL NIL NIL NIL 014 NON RECEIPT OF REVLDT. RPO/DIV/INT. WARR NIL NIL NIL NIL NIL 015 NON RECEIPT OF SH/DB CRT.AFTR EXCHNG/CON 1 NIL 1 NIL NIL 1 016 NON RECEIPT OF WITH INVSTRS REQST. (MISC) 11 NIL 11 NIL NIL 11 017 NON RECEIPT OF INT ON DLD PMNT DIV/INT/R NIL NIL NIL NIL NIL 018 NON RECEIPT OF SHR/DEB AFTER ALLOTMENT NIL NIL NIL NIL NIL 019 NON RECEIPT OF SHR. AFTER DEMAT. NIL NIL NIL NIL NIL ------------------------------------------------------------------------------------------------------------------------------- 90 3 93 3 3 90 -------------------------------------------------------------------------------------------------------------------------------