Trading members are hereby informed that the Exchange has received a Circular from SEBI vide Ref. No. SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/138, dated December 20, 2016 regarding Enhanced Supervision of Stock Brokers / Depository Participants. The contents of the said circular are reproduced hereunder for information of trading members.

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CIRCULAR

SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/138 December 20, 2016

The Managing Directors of all Recognized Stock Exchanges and Depositories

Dear Sir/Madam,

Sub: Enhanced Supervision of Stock Brokers / Depository Participants

Please refer to SEBI Circular No. SEBI/HO/MIRSD/MIRSD2/CIR/2016/95 dated September 26, 2016 regarding the captioned subject. Following representations from Exchanges as well as market participants, it has been decided that the aforesaid Circular would be made effective from April 1, 2017. Various timelines mentioned in the circular for the different activities will consequently get postponed. Accordingly, the timeline indicated in the relevant paragraphs would stand revised as per Annexure.

Yours faithfully,

Debashis Bandyopadhyay

General Manager

Market Intermediaries Regulation and Supervision Department

Encl. : Annexure

Paragraph Numbers

Revised Timeline

2.3.1

July 01, 2017

2.3.2

October 01, 2017

2.7

July 01, 2017

3.5

July 01, 2017

4.3.1

April 01, 2017

4.7

Half year beginning from April 01, 2017

5.7

April 01, 2017

6.1.4

July 01, 2017

7.3

July 01, 2017

8.2

July 01, 2017

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Trading Members are requested to take note of the aforesaid guidelines of SEBI.This Circular is available on CSE website at www.cse-india.com & SEBI website at www.sebi.gov.in

M.A.V. Raju

General Manager