Dated: 8th February 2016
Re: SEBI Adjudication Order
No. AO/PJ/VP/01/2016, dated 29th January 2016
Attention of
the Trading Members of the Calcutta Stock Exchange Ltd., is drawn to the
Adjudication Order No. AO/PJ/VP/01/2016, dated 29th January 2016 issued by the
Adjudication Officer of SEBI in the matter of M/s Sushil Financial Services
Private Limited, a member of BSE, NSE & MCX-SX.
The
Adjudication Officer had issued an order against the Stock Broker M/s Sushil
Financial Services Pvt. Ltd., for irregularities/deficiencies observed in SEBI
Inspection and levied a penalty of Rs. 24 Lakhs on following grounds:
The detailed
Adjudication Order is available at SEBI site www.sebi.gov.in & in CSE website www.cse-india.comTrading
Members may ensure compliance with these requirements.
M.A.V.Raju
General Manager