22nd
March 2011
Trading Members of the Exchange are
hereby informed that the Whole Time Member, SEBI vide his Order No. WTM/KMA/ERO
/IVD/370/03/2011, dated 16th March, 2011, in exercise of the powers conferred
under Section 19 of the SEBI Act, 1992 read with Regulation 28 (2) of the SEBI
(Intermediaries) Regulations, 2008 have suspended the Certificate of
Registration of the following Stock Broker of this Exchange with effect from 8th
April, 2011 for a period of 1(one) Months.
SL.No. |
Code No. |
Name of the Stock Broker |
1 |
470 |
Shyam
Lal Sultania |
Further, upon completion of One Month
the trading facilities of the member at this Exchange shall be restored from 09th
May 2011.
Manager (Surveillance)