18th January 2010
N O T I C E
Re: Implementation of Processing Fee
Members are hereby informed that the Listing, Delisting, Investor Service and membership Selection Committee at their meeting held on today, the 18th January, 2010 has approved the following processing charges:
|
Sl.
#. |
Cases in which the Processing Fees imposed |
Amount
(Rs)
|
Reason
|
|
|
1. |
Change
in Designated/Whole Time Directors |
20,000/- |
|
|
|
2. |
Change
in Director/other than Designated/Whole time Director |
10,000/- |
|
|
|
3. |
Change
in Control ‘Control’ would have the same meaning as defined in the SEBI. (Substantial Acquisi-tion of
Shares and Take-overs) Regulations, 1997. |
1,00,000/- |
|
|
|
4. |
Change
in Share holding pattern without change in control |
10,000/- |
|
|
|
5. |
Conversion
from one member to another member
(Proprietor ship/Partner ship/ Corporate) |
25,000/- |
In case of Corporate if the erstwhile
member along with their relative holds more than 51% in the new converted
Corporate entity |
|
|
6. |
Conversion
from one member to another member
(Proprietor ship/Partner ship/ Corporate) |
1,00,000/- |
In case of Corporate if the erstwhile
member along with their relative holds less than 51% in the new converted
Corporate entity |
|
|
7. |
Consolidation/Merger/Amalgamation
of Broker |
20,000/- |
When
there is no change in status or constitutions |
|
|
8. |
Consolidation/Merger/Amalgamation
of Broker |
75,000/- |
When
there is a change in status or constitutions |
|
|
9. |
Surrender
of SEBI Reg. |
10,000/- |
Broker |
|
|
10. |
Surrender
of SEBI Reg. |
2000/- |
Sub-broker |
|
|
11. |
Issuing
of Redemption. of Pref. Share, Bonus
Share |
5,000/- |
|
|
|
12. |
Change
of name without change in status and constitution |
5,000/- |
|
|
|
13. |
Loss
of SEBI Registration Certificate |
5,000/- |
|
|
|
14. |
Change
of Address of SEBI Registration |
1,000/- |
|
|
|
15. |
Transfer
of Trading Right |
50,000/- |
|
|
|
16. |
Transmission
of Trading Right |
10,000/- |
|
|
|
17. |
Any
Change not reported to the Exchange |
10,000/- |
Normal
Processing Fees + Rs.10,000/- |
|
|
18. |
Status
Report/conduct certificate/NOC for closing of Settlement A/c. etc. |
500/- |
|
|
|
19. |
Non Submission of Balance Sheet/Networth
Certificate |
100/- |
Per
day of default |
|
The
abovementioned charges will be effective for all approvals given by the
Exchange on or after 19th January 2010.
Shamik Dasgupta
(General Manager)