Dated: March
16, 2010
Trading
Members of the Exchange are hereby informed that vide Notice dated 14.12.2009
trading members were informed that they are required to submit Internal Audit
Report for the half year ended September 30,2009 along with annexures, if any
and management comments by December 31 2009.
Accordingly,
members may please note that, non submission of internal audit report by
December 31 2009 shall be treated as non-compliance and charges of Rs.100 per
day after the due date till the date of submission of the report shall be
levied on the member. In case audit report is not received for more that 3
months from the due date the matter shall be placed before Disciplinary Action
Committee for taking suitable action. The members who had already submitted the
internal audit report but after the due date will also be treated as non
compliance and charges of Rs. 50/- per day from the due date till date of
submission will be charged.
In view of
the above, members who have not submitted their internal audit reports are once
again advised to submit the same for the half year ended September 30th
2009 along with annexures, if any and management comments immediately.
In case of
any queries / clarification, the trading members may contact Manager
Surveillance of the Exchange.
DGM Surveillance