9th August 2010
N O T I C E
Re: Implementation of processing fee
Further to our notice dated 18th January 2010 regarding processing fee, members are hereby informed that the Listing. Delisting, Investor Service and membership Selection Committee at their meeting held on 26th July, 2010 has revised the processing charges as mentioned in the following table:
|
Sl. |
Case in which the Processing Fees imposed |
Amount in Rs. |
|
A. |
SHAREHOLDING |
|
|
1. |
Any change in shareholding pattern,
Constitution of the Firms, Scheme of Arrangement resulting to Change in
Control. (‘Control’ as defined in the SEBI. (Substantial Acquisition of
Shares and Take-over) Regulations, 1997). |
50,000/- |
|
2. |
Any change in Share holding pattern,
Scheme of Arrangement not resulting to Change in Control. (‘Control’ as
defined in the SEBI. (Substantial Acquisition of Shares and Take-over)
Regulations, 1997). |
5,000/- |
|
B. |
DIRECTORSHIP |
|
|
1. |
Change in Designated/Whole Time Directors/
Qualifying Director without change in control |
5,000/- |
|
2. |
Change in Director other than
Designated/Whole time Director/Qualifying Director |
2,000/- |
|
C. |
OTHERS |
|
|
1. |
Surrender of SEBI Reg. (Broker) |
5,000/- |
|
2. |
Surrender of SEBI Reg. (Sub-broker) |
2,000/- |
|
3. |
Change of name of the Firm |
5,000/- |
|
4. |
Issue of Duplicate for Loss of SEBI
Registration Certificate |
2,000/- |
|
5. |
Change of Address of SEBI Registration |
500/- |
|
6. |
Transfer of Trading Right |
50,000/- |
|
7. |
Transmission of Trading Right |
10,000/- |
|
8. |
Status Report/ conduct certificate/ NOC
for closing of Settlement A/c. etc. |
500/- |
|
9. |
Non Submission of Balance Sheet/Net-worth
Certificate |
Rs.100/- per day of default (subject to a
maximum of Rs.10,000/-) |
|
10. |
Change in Memorandum of Association |
2,500/- |
The abovementioned charges are applicable for all approvals
given by the Exchange on and from 1st August 2010.
Shamik Dasgupta
(General Manager)