Dated: 3rd April 2007

 

NOTICE

 

Members are hereby informed that the whole time member of SEBI vide his Order No. WTM/GA/161/ERO/3/07 dated 26th March 2007, in exercise of his powers under Section 19  of the SEBI Act, 1992  read with Regulation 13(4) of SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations 2002, had issued an order imposing a major penalty of suspension of certificate of registration of N.M.Lohia & Co. (Registration No. INB030051219), Member, Calcutta Stock Exchange Association Ltd. (Business Code: 778) for a period of 6 (six) months with effect from 16th   April 2007.

 

Accordingly, M/s N.M.Lohia & Co. shall be under suspension from 16th   April 2007.

 

 

 

                                                                                                                     Jt. Secretary & DGM