3rd January 2006
Members are
hereby informed that SEBI vide its order dated 28th December 2005, under Section 19 of the Securities and
Exchange Board of India Act, 1992 read with Regulation 13 (4) of SEBI (Procedure
for Holding Enquiry by Enquiry Officer & Imposing Penalty) Regulations,
2002, had suspended the certificate of registration of M/s M/s Swadha
Securities Pvt. Ltd., having Code No.1004, for a period of one (1) month.
Accordingly, M/s
Swadha SecuritiesPvt. Ltd., shall be under suspension from 18th
January 2006 till 17th February 2006.
Secretary