Dated: 6th
June 2005
NOTICE
Sub: SEBI (Central Database of Market
Participants) Regulations, 2003
Members are hereby informed that
the Exchange has received a SEBI Circular No MAPIN/Cir- 13 /2005, dated 1st
July 2005 regarding SEBI (Central Database for Market Participants)
Regulations, 2003. The contents of the
said circular are reproduced below.
Quote
GENERAL MANAGER
Market Regulation
Department – Policy
email:-sundaresanvs@sebi.gov.in
Tel: 22164465; Fax: 22164394
MAPIN/Cir- 13 /2005
July 1, 2005
To
- The Executive Directors/Managing Director/Administrators of All
Stock Exchanges
- NSDL/CDSL
- Approved intermediaries under the Securities Lending Scheme, 1997.
- Association of Mutual funds in India
- All Registered
- Merchant Bankers
- Registrar to an Issue and Share
Transfer Agents
- Debenture Trustees
- Bankers to an Issue
- Underwriters
- Credit Rating Agencies
- Mutual Funds
- Venture Capital Funds
- Portfolio Managers
- Collective Investment Schemes
- Custodian of Securities
- Investors’ Associations
- Foreign Venture Capital
Investors
- Foreign Institutional Investors
Dear Sir/Madam,
Sub: SEBI (Central Database of Market Participants)
Regulations, 2003
- Please refer to the circulars and
notifications issued on the captioned subject.
- The Committee constituted by SEBI to examine
the issues relating to obtaining Unique Identification Number (UIN) under
SEBI (Central Database of Market Participants) Regulations, 2003 (MAPIN)
has submitted its report which has been placed on the SEBI website for
public comments.
- We advise that pending a final view on the
report, it has been decided to suspend all fresh registrations for
obtaining UIN and the requirement to obtain/quote UIN under the MAPIN
Regulations/Circulars with effect from July 01, 2005.
- The stock
exchanges are advised to bring the provisions of this circular to the
notice of the member brokers/clearing members of the Exchange and also to
disseminate the same on the website for easy access to the investors.
- The depositories are advised to bring the
provisions of this circular to the notice of the Depository Participants
of the Depository and also to disseminate the same on the website.
- This circular is being issued in exercise of
powers conferred under Section 11 (1) of the Securities and Exchange Board
of India Act, 1992, to protect the interest of investors in securities and
to promote the development of, and to regulate the securities market.
Yours faithfully,
V S SUNDARESAN
Unquote
Members
are requested to take note of the same.
Secretary