12th October 2004
Sub: |
Broker-wise Outstanding Fee Liability Statements as envisaged under
the SEBI (Interest Liability Regularisation) Scheme, 2004 |
Members are hereby informed that SEBI vide its
letter No.MIRSD/DR-1/AK/22516/04 dated 8th October, 2004 (received
by the Exchange on 12th October, 2004) has forwarded fee liability
statements in respect of brokers of the Exchange in terms of Item 7 of the
table under Para 4 of Part II of the SEBI (Interest Liability Regularisation)
Scheme, 2004. It has further been advised that brokers are to pay the entire
outstanding amount of principal, if any, together with 20% of the outstanding
interest as on 1st October, 2004 as indicated in the fee liability
statements during the regularisation period i.e. 15th October, 2004
to 15th November, 2004 (both days inclusive). On receipt of the
aforesaid payment, the broker shall not be liable for payment of the balance
80% of the outstanding interest. The payment must be made by way of a banker’s
cheque or demand draft drawn in favour of “Securities and Exchange Board of
India”. It must be accompanied by a copy of the fee liability statement to
reach SEBI between 15th October, 2004 and 15th November, 2004
at the address given below :
“Securities and Exchange Board of India,
Fee Cell, Market Intermediaries Registration and
Supervision Department,
29th Floor, World Trade Centre,
Cuffe Parade, Mumbai.400 005”
Members are requested to please
collect the aforesaid fee liability statements in original as received from
SEBI from Sri Subhas Sur and/or Sri Asim Guin of the Market Operation
Department of the Exchange at 4th Floor of 7, Lyons Range,
Kolkata.700 001 either personally or through their authorised representative
along with their rubber stamp on and from 14th October, 2004.
Secretary & Actg.E.D.