August 27, 2004.
NOTICE
Re :
SEBI (Central Database of Market Participants) Regulations, 2003
Members are hereby informed that SEBI has issued the following circular no. MRD/DOP/MAPIN/Cir –26 /2004 dated 16/8/2004 in respect of SEBI (Central Database of Market Participants) Regulations, 2003.
Quote :
DEPUTY GENERAL MANAGER
MARKET REGULATION DEPARTMENT
E-mail:
sundaresanvs@sebi.gov.in MRD/DOP/MAPIN/Cir –26 /2004August 16, 2004
1. The Executive Directors/Managing Director/Administrators
of All Stock Exchanges
2. All Mutual Funds registered with SEBI
3. Association of Mutual Funds in India (AMFI)
4. All Collective Investment Schemes registered with SEBI
Dear Sir/Madam,
Sub: SEBI (Central Database of Market Participants) Regulations, 2003.
3.1. Sub-brokers within the meaning of rule 2(f) of the SEBI (Stock-Brokers and Sub-brokers) Rules, 1992 as ‘ specified Intermediaries’ , who along with their related persons are required to obtain Unique Identification Numbers (UIN) before December 31, 2004.
3.2. All investors being bodies corporate as ‘ specified investors’ , who along with their promoters and directors are required to obtain a UIN before December 31, 2004.
3.3. All investors, whether bodies corporate or not, intending to avail of the margin trading facility in terms of the requirements laid down by the Board, as ‘ specified investors’ , are required to obtain a UIN before August 31, 2004.
4.1. As per the provisions of sub-regulation (1) of regulation (4) of the captioned regulations, no sub-broker being a specified intermediary shall act as such, if the UIN has not been obtained for itself and its related persons by December 31, 2004.
8.1. it is mandatory for the applicant who is a natural person to provide biometric impressions of the left thumb, left index finger, right thumb and right index finger and photograph electronically on the system of the Designated Service Provider.
9. It may also be noted that the specified intermediary/ related persons/ specified investors have the following continuing obligations after being allotted UIN:
9.1. To intimate changes, if any, in the particulars submitted to the MAPIN Database within 30 days
9.2. To ensure that within 30 days of any person becoming a related person he has been allotted or has applied for a UIN.
10. Contravention of the above would invite action as specified in Regulation 19of the captioned Regulations.
Unquote :
Members are advised to comply with the aforesaid directives of SEBI.
Secretary
ANNEXURE – Details of Point of Service
Ahmedabad
Integrated Enterprises [India] Limited
21, Nirman Ground Floor
Behind Navrangpura Bus Stop
Navrangpura
Ahmedabad – 380 009
Tel No.: (079) - 2644 3289 / 7825
Contact Person: Mr. G. R. Balaji
Bangalore
Geojit Financial Services Limited
303, IIIrd Floor, House of Lords,
St. Marks Road, Bangalore – 560 001
Tel No.: (080) - 227 1259
Contact Person: Mr. Laiju Paul
Chennai
Integrated Enterprises [India] Limited
2nd Floor, Kences Towers, No.1
Ramkrishna Street, North Usman Road,
T. Nagar,
Chennai 600 017
Tel No.: (044) - 2814 0801 - 03
Contact Person: Mr. R. Murali
Geojit Financial Services Lmited
C-53, Chinthamani,
Annanagar East,
Chennai 600102
Tel No.: (044) - 26193401
Contact Person : S. Sivakumar
Cochin
Geojit Financial Services Limited
4th Floor, Finance Towers,
Kaloor, Cochin – 682 017
Tel No.: (0484) - 2405501
Contact Person: Mr. Bijukumar N.
Hyderabad
Karvy Consultants Limited
46, Avenue 4, Street No.1,
Banjara Hills,
Hyderabad – 500 034.
Tel No. (040) - 2331 2454 / 2332 0251
Contact Person: Mr. Yatin Sang
Jaipur
Alankit Assignments Limited
101-104, Luhadia Tower
Ashok Marg, ‘ C’ Scheme
Jaipur
Tel No.: (0141) - 237 4531 – 33
Contact Person: Mr. Sumit Agrawal
Kolkata
CMC Limited
SDF Building, Sector – V
Module 219 – 222 ,
Salt Lake,
Kolkata – 700 091
Tel No.: (033) - 2357 7050 / 3248 / 3249
Contact Person: Mr. Arif Anwar
Karvy Consultants Limited
49, Jatin Das Road
Kolkata – 700 029
Tel No.: (033) - 2464 4891 / 2464 7231
Contact Person: Mr. Vijay Dhanuka
Mumbai
CMC Limited
CMC House, C-18,
Bandra Kurla Complex,
Bandra [East],
Mumbai 400 051
Tel No.: 2659 1000 / 01 / 02, 26591039, 26591048, 26591796
Contact Person: Mr. S Ramanathan
Geojit Financial Services Limited
"Saooli", 29, J.P.Road
Andheri (West)
Mumbai 400 053
Tel No.: 2623 9200
Contact Person: Aruna Kadam
Geojit Financial Services Limited
Office No. 3, 1st Floor, Natwar Chamber
94, Nagindas Master Road
Fort
Mumbai – 400 023
Tel No.: 56368911-13
Contact Person: Mr. Hemant
Integrated Enterprises [India] Limited
Chamber D, A to Z Business Chambers
No 30, Tamarind Lane
Fort
Mumbai – 400023
Tel No.: 22632293 / 94
Contact Person: Mr. Gopalakrishnan Anand
Karvy Consultants Limited
16/22, Bake House
Maharashtra Chamber of Commerce Lane
Opp. MSC Bank,
Fort
Mumbai 400 023
Tel No. : 022 56064261
Contact Person: Mr. Gurmeet
New Delhi
Alankit Assignments Limited
205-208, Anarkali Complex, Jhandelwalan Extension,
New Delhi 110 055.
Tel No.: (011) - 2361 0220 - 24
Contact Person: Mr. Rajeev Berk