Notices & Circulars of 2003

Old_Not.htm

• Notices & Circulars of 2003	Notices & Circulars of 2004	Notices & Circulars of 2005	Notices & Circulars of 2006
  Notices & Circulars of 2007	Notices & Circulars of 2008	Notices & Circulars of 2009	Notices & Circulars of 2010

  SEBI advice regarding unregistered entities

• SEBI Central Database of Market Participants Regulations, 2003

• Suspension of SEBI Registration (4 Notices)

• Disclosure of proprietary trading by broker to client

• Information received under rule 7 under SEBI (SAST) Regulation

• Informtion received under rule 7(1) & 7(1A) under SEBI (Substantial Acquisition of Shares and Takeover) Regulaion

• Informtion received under rule 7(1) & 7(1A) under SEBI (Substantial Acquisition of Shares and Takeover) Regulaion

• Cancellation of SEBI Registration of declared defaulter members

• Cancellation of Certificate of Registration with SEBI

• Fees Payable By Stock Brokers (SEBI)

• Fee Payable by Stock Broker (CSE)

• Maintenance of Arbitration Records

• Special Margin

• Composition of Capital and Margins

• Constitution of Arbitration Committees and Arbitration Panels

• Failure to pay fees in the manner specified in Schedule III of SEBI Rules and Regulations, 1992

• Issue of Unique Client Code by the Exchanges for Mutual Funds and FIIs    

• Change in status and constitution of the Stock Brokers in Cash and Derivatives

• Mode of payment and delivery by members to their clients

• List of approved securities for calculation of Base Minimum Capital , Additional Base Minimum Capital and Margin in members account