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Notices & Circulars of 2011


Notices & Circulars 2011

Notice Date
Access to the Trading Platforms of BSE, NSE and/or other Stock Exchanges 30/12/11
Change in Circuit Filter 29/12/11
Public issue of Debt Securities- Prohibition on payment of incentives 28/12/11
Application of M/s. CNB Finwiz Private Limited (Formerly known as M/s. BLB Finwiz.com Limited) for surrendering of SEBI Registration 28/12/11
Application of M/s. ELBEE Securities Limited for surrendering of SEBI Registration 28/12/11
Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) 27/12/11
Change in Circuit Filter 27/12/11
Expiary of Bank Guarantee for ABMC Margin in C-Star / CSE-BSE / CSE-NSE 27/12/11
CONSENT FOR RECEIVING TRADE DETAILS FROM RESPECTIVE EXCHANGE(S) 23/12/11
Empanelment of Axis Bank (BBD Bagh Branch) as settlement bank of CSE 23/12/11
Change in Circuit Filter 22/12/11
Application of Sri Balaram Mukherjee (Nominee) for surrendering of SEBI Registration of Late Mohendra Nath Mukherjee 20/12/11
Cancellation of Certificate of Registration of: Shree Krishna Damani 20/12/11
Notice of Delisting 14/12/11
Cancellation of Certificate of Registration of : Kishan Kumar Khandelwal 13/12/11
Notice for delisting 13/12/11
Cancellation of Certificate of Registration of: Rajesh Kasera, Trade Name: M/s. Rajesh Kasera, SEBI Registration 12/12/11
Application of Sri Narendra C. Shah, Trade Name: M/s. Narendra C. Shah for surrendering of SEBI Registration 12/12/11
NSE Pool & Settlement Account 12/12/11
Change in Circuit Filter 09/12/11
Deposit Based Membership 08/12/11
Deposit Based Membership 08/12/11
Cancellation of Certificate of Registration of : Ramawatar Kasera 07/12/11
Cancellation of Certificate of Registration of: Late Loknath Saraf 07/12/11
Delisting of Likhami Leasing Limited 05/12/11
Cancellation of Certificate of Registration of Anil Kumar Garg 02/12/11
Submission of Internal Audit Report for the half year ended 30th September 2011 01/12/11
SEBI (Substantoal Acquisition of shares and Takeovers) Regulations, 2011 01/12/11
Availability of the shares of the listed Company on C-STAR Trading Platform 01/12/11
Application of Sri Rajesh Lohia, Trade Name: M/s. Rajesh Lohia & Co. for surrendering of SEBI Registration 30/11/11
Change of Address 30/11/11
Change of Address 30/11/11
Change of Address 29/11/11
Delisting of Likhami Commercial Company Limited 29/11/11
Availability of the shares of the listed Company on C-STAR Trading Platform
28/11/11
Representation of Corporate Members at the Annual General Meeting 24/11/11
Members’ Directory 23/11/11
Shifting of Scrip Group 18/11/11
INSPECTION OF MEMBERS FOR THE YEAR 2010-2011 16/11/11
Exchange holiday on occasion of Guru Nanak birthday 09/11/11
Shifting of scrips from Trade For Trade to Normal Demat Rolling Segment of C-STAR 09/11/11
Submission of Internal Audit Report for the half year ending 30th September 2011 08/11/11
Availability of the shares of the listed company on C-star trading platform 04/11/11
Critical Order Value and Valuation of members security deposits 01/11/11
Deposit Based Membership 01/11/11
Availability of the shares of the listed company on C-star trading platform 31/10/11
Revised Schedule for Pay-in/Pay-out 28/10/11
Availability of the shares of the listed companies on C-star trading platform 25/10/11
Availability of the shares of the listed companies on C-star trading platform 25/10/11
Barclays & Chartered Financial Services Ltd. to Sarvottam Finvest Ltd. 25/10/11
Diwali & Kali Puja Festival 24/10/11
Non-availability of the shares of the listed companies on C-star trading platform 21/10/11
Timing of Muhurat Trading Session on Account of Diwali (Samavat Year 2068) 20/10/11
Using Auction Mechanism of BSE for internal shortage of shares under CSE-BSE arrangement 20/10/11
Non-availability of the shares of the listed companies on C-star trading platform 20/10/11
Cancellation of Certificate of Registration of : Suresh Chandra Khemka 19/10/11
Application of Sri Pramod Kumar Agrawal, for surrendering of SEBI Registration bearing Certificate No. INB030724519 (Business Code No.03/791) 18/10/11
Non-availability of the shares of the listed companies on C-star trading platform 18/10/11
Delisting of Minakshi Industries Ltd. 17/10/11
Non-availability of the shares of the listed companies on C-star trading platform 17/10/11
Important Notifications for brokers & investors from SEBI 14/10/11
Amendment to Equity Listing Agreement 13/10/11
Cancellation of Certificate of Registration of : Banwari Lal Goenka 12/10/11
Change in Name: Electrical Manufacturing Co. Ltd. to EMC Ltd. 12/10/11
Amendment to clause 35 of the Listing Agreement 30/09/11
Cancellation of Certificate of Registration of - Govind Prasad Goenka, Prop.of M-s.Govind Prasad Goenka 30/09/11
Revokation of Suspension on Vadilal Chemicals Ltd. 30/09/11
Cancellation of Certificate of Registration of- Gopal Prasad Chokhany, Prop.of M-s.Gopal Prasad Chokhany 30/09/11
Revised Schedule of Payin & Payout for Puja Holidays 30/09/11
Cancellation of Certificate of Registration of - Subh Karan Marda, Prop.of M-s.Subh Karan Marda 29/09/11
Change of Registered Office Address 28/09/11
Change of Address 28/09/11
Application of Sri Pramod Kumar Kothari Prop. of M-s. Pramod Kumar Kothari for surrendering of SEBI Registration bearing Certificate No. INB030059818 26/09/11
Application of Sri Rajesh Kasera Prop. of M-s. Rajesh Kasera for surrendering of SEBI Registration bearing Certificate No. INB030798418 (Business Code No.03-810) 26/09/11
Shareholding of promoters- promoter group to be in dematerialized mode 26/09/11
Cancellation of Certificate of Registration of- Ms. Dabriwala Securities Limited 22/09/11
Cancellation of Certificate of Registration of - M-s.SKP Securities Ltd. 22/09/11
Application of Sri Pradeep Kumar Bansal Prop. of M-s. Pradeep Kumar Bansal for surrendering of SEBI Registration bearing Certificate No. INB030859814 20/09/11
Reduction in DP Charges (CSE-BSE Arrangement) 15/09/11
Change in name of Masantoshi International Ltd. to Sunshine Housecon Ltd 15/09/11
Change in name of Electrical Manufacturing Company Ltd to EMC Ltd 15/09/11
Shifting of Welspun India Ltd. from rolling to TFT 13/09/11
Cancellation of Certificate of Registration of Sri Manik Lal Bhaia 13/09/11
Cancellation of Certificate of Registration of Sri Brijendra Khandelwal 13/09/11
Notification to All Listed Companies - Ammendments to SEBI (Prohibitation to Insider Trading) Regulation 2011 13/09/11
Cancellation of Certificate of Registration of Shyam Sundar Parasrampuria 12/09/11
Application of Sri Ajit Kumar Bhuwalka of M/s.Bhuwalka & Sons for surrendering of SEBI Registration 12/09/11
Sub-division of Equity shares of TATA MOTORS LTD 09/09/11
Revision in Circuit Filter Limits 09/09/11
Revision in Circuit Filter 08/09/11
Trading Notice of scrip which is presently available only in Physical Segment in C-STAR but has connectivity with both the Depositories 08/09/11
Modification of Client Codes of Non-institutional Trades Executed on Stock Exchange 07/09/11
Cancellation of Certificate of Registration of - Sri Dinesh Kumar Lodha 06/09/11
SMS and E-mail alerts to investors by stock exchanges 06/09/11
Refund of Tax Deducted at Source received by the Exchange 05/09/11
Cancellation of Certificate of Registration of - Sri Vinod Kumar Modi 01/09/11
Cancellation of Certificate of Registration of - Sri Sajjan Kumar Prahladka 01/09/11
Revised procedure for seeking prior approval for change in control through single window 29/08/11
Change in Name- Mudra Ispat Ltd. to Navoday Consultants Ltd. 29/08/11
SCRIPS TRANSFER TO TFT AND REVISION OF CF LIMIT 29/08/11
Redressal of investor grievances against stock brokers and subbrokers in SEBI Complaints Redress System (SCORES) 26/08/11
Revised circuit filter of v.k.softech ltd 26/08/11
Change in Name- Ispat Finance Ltd. to Navoday Management Services Ltd. 24/08/11
Simplification and Rationalization of Trading Account Opening Process 23/08/11
CSE Member Directory 22/08/11
Application of Sri Inder Chand Bhandari Prop. of M-s.I.C. Bhandari & Co. for surrendering of SEBI Registration bearing Certificate No. INB030707311 22/08/11
Application of Sri Mahesh Chandra Khemka Prop. of M-s.D.P.Khemka for surrendering of SEBI Registration bearing Certificate No. INB030665616 22/08/11
Application of Sri Suresh Chandra Khemka Prop. of M-s.D.P.Khemka for surrendering of SEBI Registration bearing Certificate No. INB030672628 22/08/11
Shifting of scrips from Trade For Trade Segment to Normal Demat Rolling Segment of C-STAR 22/08/11
Change in Name- Videocon Communications Ltd. to Trend Electronics Ltd. 22/08/11
SCRIPS TRANSFERRED TO TFT SEGMENT 19/08/11
Change in pay-in abd Pay-out 18/08/11
Defaulter 16/08/11
Shifting of scrips from Trade For Trade Segment to Normal Demat Rolling Segment of C-STAR 12/08/11
Shifting of scrips from Trade For Trade Segment to Normal Demat Rolling Segment of C-STAR 12/08/11
SEBI'S DEBARRED ENTITIES 12/08/11
Change in Name- S.P Commercial Company Ltd. to Shree Ganesh Biotech (India) Ltd. 12/08/11
Change in Name- Sarang Viniyog Ltd. to Pincon Spirit Ltd. 11/08/11
Application of Sri Bimal Kumar Patodia Prop. of M-s. Bimal Kumar Patodia for surrendering of SEBI Registration 10/08/11
Application of Sri Bimal Kumar Bararia Prop. of M-s. B.K. Bararia for surrendering of SEBI Registration 10/08/11
Change in Name- Indian Ropeways & Engineering Co. Ltd. to Damodar Ropeways & Infra Ltd. 10/08/11
Change in Circuit Filter Limit 09/08/11
Cancellation of Certificate of Registration of- Sri Aditya Shroff, Prop. of M-s. Aditya Shroff 09/08/11
SMS and E-mail alerts to investors by stock exchanges 05/08/11
Rescheduling of pay-in & pay-out due to Bank Strike 04/08/11
SCRIPS TRANSFER TO TRADE FOR TRADE SEGMENT 04/08/11
Shifting of Scrip Group 03/08/11
Application of Sri Ramawatar Kasera Prop. of M-s. Ramawatar Kasera for surrendering of SEBI Registration 03/08/11
Revised Circuit Filter limit 03/08/11
Delisting of Company 02/08/11
Change in Name- Parasnath Textiles Ltd. to Comfort Fincap Ltd. 01/08/11
Charges for Additional work in LAN Buildings 28/07/11
Change in Name- Tycoon Trades & Investments Ltd. to TTI Enterprise Limited. 27/07/11
Record date for Sub-Division of equity shares of Tycoon Trades and Investment Ltd. 25/07/11
FINE FOR MAINTAINING INADEQUATE BALANCE IN HDFC BANK SETTLEMENT ACCOUNT FOR FUNDS PAYIN OBLIGATIONS OF BSE-CSE ARRANGEMENT 21/07/11
SEBI Debarred entities with immediate effect 20/07/11
SEBI Debarred Entities for one month 20/07/11
Shifting of Scrip Group 20/07/11
Application of M-s.JRK Stock Broking Pvt.Ltd. for surrendering of SEBI Registration bearing Certificate No. INB031293237 20/07/11
Application of Sri Anil Kumar Marda for surrendering of SEBI Registration of Late Subh Karan Marda 20/07/11
Shifting of Scrip Group 20/07/11
Change in Circuit Filter 14/07/11
Conversion of deposit of Rs. 7.50 lacs out of BMC of Rs. 10.00 lacs into a bank fixed deposit with lien marking 13/07/11
Application of Sri Mahadeo Agarwala Prop. of M-s.Mahadeo Agarwala for surrendering of SEBI Registration 13/07/11
Revised Circuit Filter 13/07/11
Application of Sri Mahesh kumar Singhania Prop. of M-s. Mahesh kumar Singhania for surrendering of SEBI Registration 12/07/11
Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges 11/07/11
Modification of Client Codes of Non-institutional Trades Executed on Stock 11/07/11
Revision in circuit filter 08/07/11
Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT) 04/07/11
Change of Registered Office Address 30/06/11
Transmission of trading rights from Late Narayan Pd. Jajodia to Sri Anil Kumar Jajodia, Trade Name- M-s.N. Jajodia & Co. 30/06/11
Shareholding of promoter - promoter group to be in dematerialized mode 29/06/11
Change of Name by Listed Companies 29/06/11
Modification to Investor Protection Fund (IPF)- Customer Protection Fund (CPF) Guidelines 29/06/11
Pre- funded instruments - Electronic fund transfers 29/06/11
Periodical Report – Grant of prior approval to members of stock exchanges-sub-brokers 29/06/11
Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES) 29/06/11
Clarification on circular dated December 3, 2009 on ‘Dealings between a Client and a Stock broker 29/06/11
Review of Annual Issuers’ charges 29/06/11
New NSDL CM Pool Account with the Exchange for trading under BSE-CSE arrangement 27/06/11
Application of Sri Suresh Kumar Saraf for surrendering of SEBI Registration of Late Loknath Saraf, Prop. of M-s. Loknath Saraf bearing Certificate No.INB030036517 24/06/11
Change of Registered Office Address 22/06/11
Violation of SEBI Circulars observed during the course of inspection of books and records of Trading Members during the period 2010-2011 21/06/11
Price Discovery of shares of Listed Companies, which were not traded for a quite long time at this Exchange 21/06/11
Application of Sri Brijendra Khandelwal Prop. of M-s. Brijendra Khandelwal for surrendering of SEBI Registration 21/06/11
Price Discovery Mechanism 20/06/11
Shifting of NSDL pool account from HDFC Bank to CSE's own DP for CSE Members 16/06/11
Pre-funded instruments - Electronic fund transfers 14/06/11
Correspondence Address 14/06/11
Application of Sri Anil Kumar Garg Prop. of M-s.Anil Kumar Garg for surrendering of SEBI Registration 14/06/11
Change of Address 07/06/11
Change in Name- Zen Yarns Ltd. to Oripro Ltd 07/06/11
Application of Sri Banwari Lal Goenka Prop. of M-s.Basdeo Goenka for surrendering of SEBI Registration 06/06/11
Change of Address 06/06/11
Application of M-s. Dabriwala Securities Limited for surrendering of SEBI Registration 03/06/11
Application of Sri Nawal Kishore Damani for surrendering of SEBI Registration of his father Late Shree Krishna Damani 02/06/11
Change of Address 01/06/11
Change in shareholding pattern tantamounting to change in control and appointment of Qualifying Directors of M-s.DJS Stock & Shares Ltd. 31/05/11
Submission of Internal Audit Report for the half year ended 31st March 2011 31/05/11
Application of M-s. Ideal Stock Broking Pvt. Ltd. for surrendering of SEBI Registration 30/05/11
Change in Name- RDB Industries Ltd. to NTC Industries Ltd. 25/05/11
Delisting of Shares 24/05/11
Cancellation of Certificate of Registration of- Sri Sheo Kumar Dooduawala, Prop. Of M-s.Hazarimull Sohanlall & Son 20/05/11
Change of Address 17/05/11
Cancellation of Certificate of Registration of- M-s. OPS Stock Broking Private Limited 16/05/11
Change of Address 16/05/11
Double payin and payout in BSE on 19-05-2011 16/05/11
Reconstitution of Partnership firm M-s.Chunilal T. Mehta 12/05/11
Change in Name- Khumor Mfg. & Indus. Ltd. to Khumor Investments Ltd. 11/05/11
Allotment of FOW (Fastrade on Web) login-id for BSE Platform 10/05/11
Transmission of trading rights from Late Sajjan Kumar Saraf to Smt. Nirmala Devi Saraf, Trade Name - M-s.Sajjan Kumar Saraf 09/05/11
Application of Sri Uma Shankar Parasrampuria for surrendering of SEBI Registration of his father Late Shyam Sundar Parasrampuria 09/05/11
Cancellation of Certificate of Registration of - Sri Umesh Amratlal Sheth, Prop. of M-s.Umesh Amratlal 05/05/11
Change in Name- Rossell Tea Ltd. to Rossell India Ltd. 05/05/11
Submission of Internal Audit Report for the half year ending 31st March 2011 28/04/11
Application of Sri Sanjay Kumar Thard, Prop. of M-s.Sanjay Kumar Thard & Co., for surrendering of SEBI Registration bearing Certificate No. INB030668212 26/04/11
SEBI Barred entity 25/04/11
Trading and Settlement holiday in view of the State Assembly Elections on Wednesday 27 April, 2011 21/04/11
Record date for Sub-Division of equity shares of Rupa & Company Limited 20/04/11
Application of Sri Kishan Kumar Khandelwal for surrendering of SEBI Registration 19/04/11
Announcement for the extention of time for non-complaint listed companies to submit documents 18/04/11
Cancellation of Certificate of Registration of- Sri Arun Kumar Seksaria 18/04/11
Change in Name- Rajesh Strips Ltd. to Mahamaya Steel Industries Ltd 06/04/11
Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communication 06/04/11
Cancellation of Certificate of Registration of- Sri Hanuman Das Baheti 31/03/11
Submission of Networth Certificate 29/03/11
Order passed by SEBI against member of the Exchange In the Matter of G.R.Industries and Finance Ltd. 22/03/11
Deposit Based Membership 18/03/11
Submission of Networth Certificate 17/03/11
Cancellation of Certificate of Registration of - Sri Sidharth Thirani Prop. of M-s.S.Thirani & Co. (SEBI Regn. No. INB030605411) 17/03/11
Change in Scrip Margin 16/03/11
Shifting of Groups 16/03/11
Delisting of Securities 16/03/11
Change in Name- Shauma Vanijya Pratisthan Ltd. to Peterhouse Investments India Ltd. 15/03/11
Delisting of Security 14/03/11
Cancellation of Certificate of Registration of- Sri Sanjay Pachisia, Prop. of M-s. Sanjay Pachisia (SEBI Regn. No. INB030045313) 09/03/11
Application of Sri Govind Prasad Goenka, Prop. of M-s. Govind Prasad Goenka for surrendering of SEBI Registration bearing Certificate No. INB031137012 09/03/11
Voluntary delisting of The Bond Company Limited. 09/03/11
Voluntary Delisting of The Emerald Co. Limited. 09/03/11
Delisting of Guardian Leasing Limited. 28/02/11
Modifications to client code post trade execution 21/02/11
Cancellation of Certificate of Registration of Sri Krishna Kumar Goenka, Prop. of M-s. Krishna Kumar Goenka (SEBI Regn. No. INB030049113) 21/02/11
Application of Sri Sajjan Kumar Prahladka, Prop. of M-s. Sajjan Kumar Prahladka for surrendering of SEBI Registration bearing Certificate No. INB030657614 18/02/11
Application of Sri Vinod Kumar Modi, Prop. of M-s. Vinod Kumar Modi for surrendering of SEBI Registration bearing Certificate No. INB030491610 18/02/11
Arbitration mechanism of stock exchanges - Applicability of the provisions of the Limitation Act, 1963 11/02/11
Cancellation of Certificate of Registration of- M-s.Dindayal Biyani Stock Brokers Ltd. 09/02/11
Application of M-s.Samridhi Stocks Private Limited for surrendering of SEBI Registration 07/02/11
Change in Name 01/02/11
Cancellation of Certificate of Registration of- M-s.Spark Securities Pvt. Ltd. (SEBI Regn. No. INB030757534) 31/01/11
Application of Sri Umesh Amratlal Sheth, Prop. Of M-s. Umesh Amratlal for surrendering of SEBI Registration bearing Certificate No. INB030067614 31/01/11
Activity Schedule for Auction Session 28/01/11
Change in Name 24/01/11
Change in Name- from Allanzers Distribution Services Ltd. to Matrix Infrapro Finance Ltd. 21/01/11
Delisting Notice 21/01/11
Conversion from Proprietorship to Corporate entity 19/01/11
Conversion from Proprietorship to Corporate entity 19/01/11
Change in Company Name 19/01/11
Change in Company Name 18/01/11
Record date for Sub-Division of equity shares of Skipper Limited 13/01/11
Delisting of Britannia Industries Ltd. 11/01/11
Delisting of Novartis India Ltd. 10/01/11
Available of ODIN Front End Solution at CSE for BSE Platform 07/01/11
Deposit Based Membership 06/01/11
Cancellation of Certificate of Registration of - Sri Sunil Mantri, Prop. of M-s.S.Mantri & Co. (SEBI Regn. No. INB030605215) Code No.03_636 04/01/11
Modified Price Discovery Mechanism 04/01/11
SEBI barred entities 03/01/11