For Revocation / Delisting please visit http://listingcompliance.cse-india.com

Notices & Circulars of 2009


Notices & Circulars of 2009

  Notices Date
     
Change in trading timings from 4th January 2010 30/12/09
SEBI Order in the matter of Cyberscape Multimedia Ltd. 30/12/09
Consent Order in the matter of M-s. S.T. Services Ltd. 30/12/09
Cancellation of Certificate of Registration of - M-s.Gajraj Securities Pvt.Ltd. (SEBI Regn.No.INB030763235) 30/12/09
Re-scheduling of Payin-Payout scheduled for 1st January 2010 30/12/09
Application of Sri Mohan Lal Dhelia, Prop.of M-s. Mohan Lal Dhelia for surrendering of SEBI Registration bearing Certificate No. INB030045616 29/12/09
SEBI barred person from entering capital market 22/12/09
Persons barred to access capital market 22/12/09
Processing charges for violation of Margin limit and inadequacy of Liquid Assets 22/12/09
Application of Sri Aditya Shroff for surrendering of SEBI Reg. No. INB030449729 18/12/09
Application of Sri Shew Ratan Shroff for surrendering of SEBI Reg. No. INB030063510 18/12/09
Application of Mrs.Mridula Rani Shroff for surrendering of SEBI Reg. No. INB030054813 18/12/09
Change of name from M-s.Mantri Finance Private Limited 17/12/09
Order in the matter of Radiant Financial Services Ltd. 17/12/09
Order passed by SEBI against members of the Exchange 17/12/09
Steps taken for Bank strike on 16th December 2009 16/12/09
Surrendering of SEBI Registration of Late Gyan Chand Sharma 15/12/09
Cancellation of Certificate of Registration of- Sri Ramesh Kumar Arya 15/12/09
Open Offer for Great Offshore Ltd. 15/12/09
Internal Audit for stock brokers, trading members & clearing members 14/12/09
SEBI Circular on Issue of No Objection Certificate for release of 1% of issue amount 11/12/09
Record Date for Sub Division of Equity Share 11/12/09
Preservation of records 09/12/09
List of approved securities for calculation of Margin - Collateral Deposits for C-STAR & BSE-CSE Arrangement in Member’s Account 09/12/09
Cancellation of Certificate of Registration of- Smt.Bharti Khandelwal (SEBI Regn. Cert.No.INB030469239) 08/12/09
Dealings between a client and a stock broker (trading member) 08/12/09
Debarred entity 07/12/09
Delisting of companies 07/12/09
Application of M-s.Arun Kejriwal for surrendering of SEBI Registration 04/12/09
Application of M-s.Aloke Singhania & Co. for surrendering of SEBI Registration 04/12/09
Market Access through Authorised Persons 01/12/09
SEBI Circular on revision of transaction charges by the stock exchanges 01/12/09
Direct transfer of margin and early-pay-in to the Exchange (CSE) 26/11/09
Trading Notice of scrips which are presently available only in Physical Segment in C-STAR but have connectivity with one or more Depositories 26/11/09
Discontinuation of scrip Sita Investment Co. Ltd. (code No.29347) 24/11/09
Clarification from SEBI regarding suspension for non payment of Fee 23/11/09
Withdrwal of Suspension of Shri Kailash Prasad Dhyawala 23/11/09
Comprehensive Risk Management Framework for the cash market 18/11/09
Revokation of scrip suspension 17/11/09
Anti Money Laundering (AML) Standards & Rules 16/11/09
Suspension of persons/entities in the matter of M/s Shree Rama Mulit-tech Ltd. 11/11/09
Suspension of M/s Subh Stock Broking Pvt. Ltd. 11/11/09
List of approved securities for calculation of Margin/Collateral Deposits for C-STAR & BSE-CSE arrangement in Member's Account 11/11/09
List of Active C-STAR Trading Members 05/11/09
SEBI barred entity 30/10/09
Scrip Suspension 29/10/09
CSE's own DP account in CDSL for pledging shares by its members 27/10/09
SEBI barred entity 20/10/09
Delisting of Umang Dairies Ltd. 15/10/09
Reduction of Share Capital of Umang Dairies Ltd. 15/10/09
Trading in Orissa Minerals Development Company Ltd. 14/10/09
List of approved securities for calculation of BMC-SGF, additional BMC and Margin in member’s account 14/10/09
Revokation of Suspension from Scrip Code 30089 13/10/09
No circuit filter for OMDC on 17-10-09 08/10/09
Muhurat Trading Session on Account of Diwali (Samavat Year 2066) 07/10/09
Submission of Audit Report 05/10/09
SEBI barred entities 01/10/09
Charges for non-submission -delay in submission of Internal Audit Report 22/09/09
List of approved securities for calculation of BMC-SGF, additional BMC and Margin in member’s account 15/09/09
List Debarred entities from SEBI 08/09/09
Shifting-Change of Scrip Groups 03/09/09
Suspension of K. Prasad & Co. 28/08/09
Suspension of Basant Kumar Chirimar 24/08/09
SEBI barred entities from dealing in equity market 25/08/09
Penalty for execution of trade without registration of client code along with PAN 21/08/09
Shifting of Script Group 14/08/09
Suspension of M-s M Bhiwaniwala & Co for 1 month by SEBI 12/08/09
Suspension of M-s Ballabh Dass Daga for 3 months by SEBI 12/08/09
List of approved securities for calculation of BMC-SGF, additional BMC and Margin in member’s account 10/08/09
Change in Payin Payout timmings for 6 & 7th August 06/08/09
SEBI barred Rajesh P. Shah from securities markets 03/08/09
Circuit Filter Change 28/07/09
Comprehensive Risk Management Framework for the cash market 28/07/09
Shifting of scrip group 15/07/09
List of approved securities for calculation of BMC-SGF, additional BMC and Margin in member’s account 08/07/09
Shifting of Scrip Group 03/07/09
Payment of revised SEBI turnover fees w.e.f. July 1.2009 01/07/09
Revision on release of Margin on national scrips 30/06/09
Cancellation of Certificate of Registration of M-s.Accord Capital Markets Limited (SEBI Regn No.INB 030776836) 26/06/09
Submission of Internal Audit Report for the half year ending 31st March 2009 24/06/09
List of National Scrips for June 09 for uniform margining in CSE 18/06/09
List of approved securities for calculation of BMC-SGF, additional BMC and Margin in member’s account 12/06/09
Cancellation of Certificate of Registration of M-s.Shyam Sundar Todi (SEBI Regn No.INB 030071610) 08/06/09
List of entities debarred by SEBI for accessing securities market 05/06/09
List of entities who are debarred by SEBI for buying & selling in securities 05/06/09
Change in circuit filter 03/06/09
PAN requirement for transfer of shares in physical form 27/05/09
Scrip for Compulsory Demat Rolling Settlement w.e.f. 20-05-2009 19/05/09
Scrip Suspended 14/05/09
List of approved securities for calculation of BMC/SGF, addt BMC & Margin in member's account 12/05/09
Application of Sri Sajjan Kumar Prahladka for surrendering of SEBI Reg. No. INB 030657614 12/05/09
Application of Sri S.K.Khattry proprietor of M-s.S.K.Khattry & Co for surrendering of SEBI Registration No.INB 030044314 11/05/09
Change in circuit filter 08/05/09
Application of Sri Ravi Kumar Khanna proprietor of M-s. Khanna & Co for surrendering of SEBI Registration of No.INB 030074715 06/05/09
SEBI otder on barring Persons from trading 05/05/09
Application of Sri Narendra Himatsingka for surrendering of SEBI Registration of No.INB 030664617 05/05/09
Application of M-s.Gajraj Securities & Services (P) Ltd for surrendering of SEBI Registration of No.INB 030763235 05/05/09
Cancellation of Certificate of Registration of Mr.Swapan Kumar Saha (SEBI Regn No.INB 031157010) 05/05/09
Application of Sri Gopal Krishna Ladha proprietor of M-s.Ladha & Co for surrendering of SEBI Registration No.INB 030671914 04/05/09
Application of Sri Sukhbir Agarwal for surrendering of SEBI Registration of No.INB 031073613 30/04/09
Application of Saligram Mohta proprietor of M-s.Mohta & Co for surrendering of SEBI Registration No.INB 030047017 29/04/09
Application of Smt.Saroj Kabra for surrendering of SEBI Registration of Late Ramesh Chandra Kabra proprietor of M-s.Sadasukh Kabra & Co No.INB 030447927 29/04/09
Transmission of Share No.854 of the Calcutta Stock Exchange Association Limited 28/04/09
Cancellation of Certificate of Registration of Mr.Sushil Kumar Chandak (SEBI Regn No.INB 030785117) 28/04/09
Application of Smt.Prabha Devi Poddar proprietor of Shankar Lal Poddar for surrendering of SEBI Registration No.INB 031111413 28/04/09
Change in scrip group & cercuit filter 24/04/09
Share Nos.399 & 400 of the Calcutta Stock Exchange Association Limited 23/04/09
Share No.735 of the Calcutta Stock Exchange Association Limited 23/04/09
Cancellation of Certificate of Registration ofMr.Dilip Kumar Khandelwal (M-s.Sterling Stockbrokers Pvt.Ltd.) (SEBI Regn No.INB 030659435) 22/04/09
Cancellation of Certificate of Registration of Mr.Jayanta Poddar (SEBI Regn No.INB 031026918) 22/04/09
Cancellation of Certificate of Registration of Mr.Purushottam Dass Khaitan (M-s.P D Khaitan & Co) (SEBI Regn No.INB 030059113) 22/04/09
Cancellation of Certificate of Registration of Mr.Nandlal Pasari (M-s.Nandlal & Co.) (SEBI Regn No.INB 030513912) 22/04/09
Suspension of M-s Dinesh Kumar Lodha by SEBI 16/04/09
Cancellation of Certificate of Registration of Mr.Om Prakash Jhunjhunwala (M-s.Om Prakash Jhunjhunwala) (SEBI Regn No.INB 030949319) 16/04/09
Cancellation of Certificate of Registration of Mr.Madhav Jalan (M-s.M Jalan & Sons) (SEBI Regn No.INB 030040817) 16/04/09
Cancellation of Certificate of Registration of Mr.Murari Roy (M-s.Murari Roy) (SEBI Regn No.INB 030069113) 16/04/09
Amendment in clause 35 & 41 of the Listing Agreement 16/04/09
Cancellation of Certificate of Registration of Mr.Matadin Kedia (M D Kedia) (SEBI Regn No.INB 030035812) 08/04/09
Internal Audit for stock brokers-trading members-clearing members 06/04/09
Shifting of Scrip Group 24/03/09
Application of Sri Pradeep Kumar Daga for conversion of trading right to corporate entity, M-s.Responce Securities Pvt.Ltd. 20/03/09
Format of Depositing Fixed Deposite as Margin for CSTAR 20/03/09
Amendment of format for disclosures under SEBI regulations 18/03/09
Application of M-s.Matadin Khaitan & Co., for surrendering of SEBI Registration No.INB031061014 18/03/09
Application of M-s.Suresh Kumar Goenka for surrendering of SEBI Registration No.INB030063413 18/03/09
Cancellation of Certificate of Registration of Mr.Mahendra Kumar Nahata (SEBI Regn No.INB 031119812) 17/03/09
Procedure for deposit of Temporary Cash Margin for trading in C-Star 13/03/09
Share Nos.177 & 179 of the Calcutta Stock Exchange Association Limited 12/03/09
CSE Starts its SSL VPN Solution as secondary connectivity 09/03/09
List of approved securities for calculation of BMC-SGF, additional BMC and Margin in member’s account 06/03/09
Application of M-s.Accord Capital Markets Limitedfor surrendering of SEBI Registration No.INB 030776836 05/03/09
Application of M-s.Khandelwal Shares & StockBroking Services Pvt.Ltd for surrending of SEBI Registration No.INB 030819239 05/03/09
Application of Sri Jayanta Poddar for surrendering of SEBI Registration No.INB 031026918 05/03/09
Procedure for paying Temporary Cash Margin for trading under BSE-CSE arrangement 04/03/09
Scrip for Compulsory Demat Rolling Settlement w.e.f. 05-03-2009 04/03/09
Change in scrip group & circuit filter limit 02/03/09
Cancellation of Certificate of Registration of Mr.Manoj Kumar Holani 25/02/09
Cancellation of Certificate of Registration of Mr.Alok Kumar Choudhary (Alok Kumar & Co) 25/02/09
Scheme of Amalgamation of Punjab Tractors Ltd. 24/02/09
Cancellation of Certificate of Registration of Mr.Harish Kumar Khandelwal 24/02/09
Cancellation of Certificate of Registration of M-s.Apeejay Securities Pvt Limited 24/02/09
Cancellation of Certificate of Registration of Mr.Devendra Kumar Periwal (D.K.Periwal & Co.) 24/02/09
Cancellation of Certificate of Registration of Mr.Suresh Kumar Agarwal 24/02/09
Cancellation of Certificate of Registration of Mr.Sant Kumar Sonthalia 24/02/09
Cancellation of Certificate of Registration of M-s.Ikab Securities & Investment Limited 24/02/09
Cancellation of Certificate of Registration of Mr.Bishwanath Khandelwal 24/02/09
Cancellation of Certificate of Registration ofM-s.Varma Brokerage Pvt Limited 24/02/09
Cancellation of Certificate of Registration of Mr.Motilal Damani (Damani & Sons) 24/02/09
Change in scrip group 19/02/09
Transmission of Share 17/02/09
Application of M-s.Shyam Sundar Todi for surrendering of SEBI Registration No.INB 030071610 17/02/09
Application of M-s.S.M.Sirohia & Co., for surrendering of SEBI Registration No.INB 030757918 17/02/09
Change in Name 16/02/09
Suspension of scrips 16/02/09
Shifting of Scrip Group 10/02/09
List of approved securities for calculation of BMC-SGF, additional BMC and Margin in member’s account 09/02/09
Shifting of scrip group 28/01/09
Change in name of M-s. SMIFS Securities Limited to Stewart & Mackertich Wealth Management Limited

14/01/09

Application of M-s.Nandlal & Co for surrendering of SEBI Registration No.INB 030513912

14/01/09

Application of M-s.Archana Khandelwal for surrendering of SEBI Registration No.INB 030033510

14/01/09

Cancellation of Certificate of Registration of M-s.Ashok Kumar Agarwal (SEBI Regn No.INB 030879710)

14/01/09

Shifting of Scrip group

13/1/09

List of approved securities for calculation of BMC-SGF, additional BMC and Margin in member’s account

09/01/09

SEBI Order relating to Somani Cements Ltd.

05/01/09

Application of Sri Matadin Kedia Proprietor of M-s.M.D.Kedia for surrendering of SEBI Registration No.INB 030035812 (Business Code No.03-526)

01/01/09